0001261380-14-000031.txt : 20140520
0001261380-14-000031.hdr.sgml : 20140520
20140520165331
ACCESSION NUMBER: 0001261380-14-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140519
FILED AS OF DATE: 20140520
DATE AS OF CHANGE: 20140520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steckel Ronald
CENTRAL INDEX KEY: 0001304121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 14858525
MAIL ADDRESS:
STREET 1: C/O FOXHOLLOW TECHNOLOGIES, INC.
STREET 2: 740 BAY ROAD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-19
0001006045
IRIDEX CORP
IRIX
0001304121
Steckel Ronald
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
1
0
0
VP, Operations
Common Stock
2014-05-19
4
M
0
625
3.856
A
2589
D
Common Stock
2014-05-19
4
S
0
625
8.8152
D
1964
D
Common Stock
2014-05-19
4
M
0
1025
3.99
A
2989
D
Common Stock
2014-05-19
4
S
0
1025
8.8152
D
1964
D
Stock Option Right to Buy
3.856
2014-05-19
4
M
0
625
0
D
2013-02-01
2017-01-01
Common Stock
625
20750
D
Stock Option Right to Buy
3.99
2014-05-19
4
M
0
1025
0
D
2013-04-16
2016-04-16
Common Stock
1025
32750
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Selling Plan adopted by the reporting person on 3/5/13.
This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.
The shares shall vest as follows: 12/48ths of the shares shall vest 12 months after the Vesting Commencement Date and 1/48th of the shares shall vest each month thereafter.
/s/ Susan Bruce, Attorney-in-Fact for Ronald Steckel
2014-05-20