0001261380-14-000023.txt : 20140324 0001261380-14-000023.hdr.sgml : 20140324 20140324202019 ACCESSION NUMBER: 0001261380-14-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140321 FILED AS OF DATE: 20140324 DATE AS OF CHANGE: 20140324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackaness James H CENTRAL INDEX KEY: 0001422484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 14714353 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-03-21 0001006045 IRIDEX CORP IRIX 0001422484 Mackaness James H 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 CFO and COO Common Stock 2014-03-21 4 M 0 1000 .90 A 3000 D Common Stock 2014-03-21 4 S 0 1000 9.0367 D 2000 D Common Stock 2014-03-21 4 M 0 1000 .90 A 3000 D Common Stock 2014-03-21 4 S 0 1000 9.0378 D 2000 D Common Stock 2014-03-21 4 M 0 1000 .90 A 3000 D Common Stock 2014-03-21 4 S 0 1000 9.0365 D 2000 D Common Stock 2014-03-21 4 M 0 1000 .90 A 3000 D Common Stock 2014-03-21 4 S 0 1000 9.0283 D 2000 D Stock Option Right to Buy .90 2014-03-21 4 M 0 4000 0 D 2009-01-11 2015-12-11 Common Stock 4000 11000 D The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan effective November 21, 2013. This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. /s/ Susan Bruce, Attorney-in-Fact for James H. Mackaness 2014-03-24