0001261380-13-000043.txt : 20130618
0001261380-13-000043.hdr.sgml : 20130618
20130618163714
ACCESSION NUMBER: 0001261380-13-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130614
FILED AS OF DATE: 20130618
DATE AS OF CHANGE: 20130618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARIAS EDUARDO
CENTRAL INDEX KEY: 0001234129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 13919804
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-06-14
0001006045
IRIDEX CORP
IRIX
0001234129
ARIAS EDUARDO
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
1
0
0
Sr. VP, Global Sales
Common Stock
2013-06-14
4
M
0
3215
4.74
A
12500
D
Common Stock
2013-06-14
4
S
0
3215
5.3732
D
9285
D
Common Stock
2013-06-14
4
M
0
1057
5.08
A
9400
D
Common Stock
2013-06-14
4
S
0
1057
5.4001
D
8343
D
Common Stock
2013-06-17
4
M
0
90
4.74
A
9285
D
Common Stock
2013-06-17
4
S
0
90
5.50
D
9195
D
Common Stock
2013-06-17
4
M
0
85
5.08
A
8343
D
Common Stock
2013-06-17
4
S
0
85
5.50
D
8258
D
Common Stock
2013-06-17
4
M
0
85
3.53
A
5400
D
Common Stock
2013-06-17
4
S
0
85
5.50
D
5315
D
Stock Option Right to Buy
4.74
2013-06-14
4
M
0
3215
0
D
2003-10-23
2013-09-23
Common Stock
3215
9285
D
Stock Option Right to Buy
5.08
2013-06-14
4
M
0
1057
0
D
2005-04-30
2015-03-31
Common Stock
1057
8343
D
Stock Option Right to Buy
4.74
2013-06-17
4
M
0
90
0
D
2003-10-23
2013-09-23
Common Stock
90
9195
D
Stock Option Right to Buy
5.08
2013-06-17
4
M
0
85
0
D
2005-04-30
2015-03-31
Common Stock
85
8258
D
Stock Option Right to Buy
3.53
2013-06-17
4
M
0
85
0
D
2008-03-13
2015-02-13
Common Stock
85
5315
D
The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013.
This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.
/s/ Susan Bruce, Attorney-in-Fact for Eduardo Arias
2013-06-18