0001261380-13-000043.txt : 20130618 0001261380-13-000043.hdr.sgml : 20130618 20130618163714 ACCESSION NUMBER: 0001261380-13-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130618 DATE AS OF CHANGE: 20130618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIAS EDUARDO CENTRAL INDEX KEY: 0001234129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 13919804 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-14 0001006045 IRIDEX CORP IRIX 0001234129 ARIAS EDUARDO 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Sr. VP, Global Sales Common Stock 2013-06-14 4 M 0 3215 4.74 A 12500 D Common Stock 2013-06-14 4 S 0 3215 5.3732 D 9285 D Common Stock 2013-06-14 4 M 0 1057 5.08 A 9400 D Common Stock 2013-06-14 4 S 0 1057 5.4001 D 8343 D Common Stock 2013-06-17 4 M 0 90 4.74 A 9285 D Common Stock 2013-06-17 4 S 0 90 5.50 D 9195 D Common Stock 2013-06-17 4 M 0 85 5.08 A 8343 D Common Stock 2013-06-17 4 S 0 85 5.50 D 8258 D Common Stock 2013-06-17 4 M 0 85 3.53 A 5400 D Common Stock 2013-06-17 4 S 0 85 5.50 D 5315 D Stock Option Right to Buy 4.74 2013-06-14 4 M 0 3215 0 D 2003-10-23 2013-09-23 Common Stock 3215 9285 D Stock Option Right to Buy 5.08 2013-06-14 4 M 0 1057 0 D 2005-04-30 2015-03-31 Common Stock 1057 8343 D Stock Option Right to Buy 4.74 2013-06-17 4 M 0 90 0 D 2003-10-23 2013-09-23 Common Stock 90 9195 D Stock Option Right to Buy 5.08 2013-06-17 4 M 0 85 0 D 2005-04-30 2015-03-31 Common Stock 85 8258 D Stock Option Right to Buy 3.53 2013-06-17 4 M 0 85 0 D 2008-03-13 2015-02-13 Common Stock 85 5315 D The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013. This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3. The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. /s/ Susan Bruce, Attorney-in-Fact for Eduardo Arias 2013-06-18