0001261380-13-000032.txt : 20130612 0001261380-13-000032.hdr.sgml : 20130612 20130612163816 ACCESSION NUMBER: 0001261380-13-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130610 FILED AS OF DATE: 20130612 DATE AS OF CHANGE: 20130612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIAS EDUARDO CENTRAL INDEX KEY: 0001234129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 13909224 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-10 0001006045 IRIDEX CORP IRIX 0001234129 ARIAS EDUARDO 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Sr. VP, Global Sales Common Stock 2013-06-10 4 M 0 2100 4.74 A 15000 D Common Stock 2013-06-10 4 S 0 2100 5.3362 D 12900 D Common Stock 2013-06-10 4 M 0 200 5.08 A 10000 D Common Stock 2013-06-10 4 S 0 200 5.6301 D 9800 D Common Stock 2013-06-10 4 M 0 100 3.53 A 6000 D Common Stock 2013-06-10 4 S 0 100 5.8601 D 5900 D Stock Option Right to Buy 4.74 2013-06-10 4 M 0 2100 0 D 2003-10-23 2013-09-23 Common Stock 2100 2100 D Stock Option Right to Buy 5.08 2013-06-10 4 M 0 200 0 D 2005-04-30 2015-03-31 Common Stock 200 9800 D Stock Option Right to Buy 3.53 2013-06-10 4 M 0 100 0 D 2008-03-13 2015-02-13 Common Stock 100 5900 D The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013. This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3. The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. /s/ Susan Bruce, Attorney-in-Fact for Eduardo Arias 2013-06-12