0001261380-13-000023.txt : 20130521 0001261380-13-000023.hdr.sgml : 20130521 20130521165801 ACCESSION NUMBER: 0001261380-13-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIAS EDUARDO CENTRAL INDEX KEY: 0001234129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 13862473 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-17 0001006045 IRIDEX CORP IRIX 0001234129 ARIAS EDUARDO 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Sr. VP, Global Sales Common Stock 2013-05-17 4 M 0 10000 4.31 A 10000 D Common Stock 2013-05-17 4 S 0 10000 6.30 D 0 D Stock Option Right to Buy 4.31 2013-05-17 4 M 0 10000 0 D 2010-05-29 2017-04-29 Common Stock 10000 5000 D This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. The shares shall vest ratably over a 48 month period. /s/ Susan Bruce, Attorney-in-Fact for Eduardo Arias 2013-05-21