0001261380-13-000016.txt : 20130308 0001261380-13-000016.hdr.sgml : 20130308 20130308161307 ACCESSION NUMBER: 0001261380-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIAS EDUARDO CENTRAL INDEX KEY: 0001234129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 13677604 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-06 0001006045 IRIDEX CORP IRIX 0001234129 ARIAS EDUARDO 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Sr. VP, Global Sales Common Stock 2013-03-06 4 M 0 1877 .90 A 154902 D Common Stock 2013-03-06 4 S 0 1075 4.63 D 153827 D Stock Option Right to Buy .90 2013-03-06 4 M 0 1877 0 D 2009-01-11 2015-12-11 Common Stock 1877 13123 D Reporting person did a same day sale/cash transaction where only a portion of the exercised shares were sold. This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. /s/ Susan Bruce, Attorney-in-Fact for Eduardo Arias 2013-03-08