0001261380-12-000004.txt : 20120319 0001261380-12-000004.hdr.sgml : 20120319 20120319185421 ACCESSION NUMBER: 0001261380-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120312 FILED AS OF DATE: 20120319 DATE AS OF CHANGE: 20120319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAUMANN-ETIENNE RUEDIGER CENTRAL INDEX KEY: 0001219636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 12701818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-12 0001006045 IRIDEX CORP IRIX 0001219636 NAUMANN-ETIENNE RUEDIGER 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2012-03-12 4 S 0 2000 4.25 D 35395 I See Footnote Common Stock 2012-03-13 4 S 0 7302 4.20 D 28093 I See Footnote (1) Common Stock 2012-03-14 4 S 0 10247 4.20 D 17846 I See Footnote (1) Common Stock 2012-03-15 4 S 0 11720 4.20 D 6126 I See Footnote (1) Common Stock 2012-03-16 4 S 0 6126 4.20 A 0 I See Footnote (1) The Reporting Person is a managing director of Lamed Management & Technologie GmbH ("Lamed") and may be deemed to share voting and dispositive power over the shares held by Lamed. The Reporting Person disclaims beneficial ownership of the shares held by Lamed, except to the extent of his pecuniary interest therein. Susan Bruce, Attorney-in-Fact for Ruediger Numann-Etienne 2012-03-19