0001209191-24-005736.txt : 20240524
0001209191-24-005736.hdr.sgml : 20240524
20240524184105
ACCESSION NUMBER: 0001209191-24-005736
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20240524
DATE AS OF CHANGE: 20240524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mercer Patrick
CENTRAL INDEX KEY: 0001786824
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 24985851
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-06-30
0
0001006045
IRIDEX CORP
IRIX
0001786824
Mercer Patrick
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
1
0
0
President and COO
0
Common Stock
2023-06-30
4
F
0
5828
2.17
D
81455
D
Common Stock
2023-07-04
4
F
0
2015
2.14
D
79440
D
Coomon Stock
2024-05-22
4
A
0
120000
0.00
A
199440
D
These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on May 22, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Nilo De Castro, Attorney-in-Fact for Patrick Mercer
2024-05-24