0001209191-22-040506.txt : 20220705 0001209191-22-040506.hdr.sgml : 20220705 20220705151616 ACCESSION NUMBER: 0001209191-22-040506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mercer Patrick CENTRAL INDEX KEY: 0001786824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 221064405 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-30 0 0001006045 IRIDEX CORP IRIX 0001786824 Mercer Patrick 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 COO Common Stock 2022-06-30 4 F 0 72 2.57 D 57202 D Common Stock 2022-06-30 4 F 0 1728 2.57 D 55474 D Common Stock 2022-07-01 4 F 0 1460 2.47 D 54014 D Common Stock 2022-07-04 4 F 0 2016 2.47 D 51998 D These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. /s/ Nilo De Castro, Attorney-in-Fact for Patrick Mercer 2022-07-05