0001209191-20-049754.txt : 20200908
0001209191-20-049754.hdr.sgml : 20200908
20200908173832
ACCESSION NUMBER: 0001209191-20-049754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200908
DATE AS OF CHANGE: 20200908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mercer Patrick
CENTRAL INDEX KEY: 0001786824
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 201164980
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-03
0
0001006045
IRIDEX CORP
IRIX
0001786824
Mercer Patrick
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
1
0
0
COO
Common Stock
2020-09-03
4
A
0
15000
0.00
A
34592
D
Stock Option (Right to buy)
2.13
2020-09-03
4
A
0
69000
0.00
A
2027-09-03
Common Stock
69000
69000
D
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3.
The option vests as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Nilo De Castro, Attorney-in-Fact for Patrick Mercer
2020-09-08