0001209191-19-043262.txt : 20190725
0001209191-19-043262.hdr.sgml : 20190725
20190725185315
ACCESSION NUMBER: 0001209191-19-043262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190723
FILED AS OF DATE: 20190725
DATE AS OF CHANGE: 20190725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAUMANN-ETIENNE RUEDIGER
CENTRAL INDEX KEY: 0001219636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 19975609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-23
0
0001006045
IRIDEX CORP
IRIX
0001219636
NAUMANN-ETIENNE RUEDIGER
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
1
0
0
0
Common Stock
2019-07-23
4
A
0
11204
0.00
A
84872
D
Common Stock
2019-07-23
4
A
0
2000
0.00
A
86872
D
Common Stock
23000
I
See Footnote
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on the earlier of July 23, 2020 or the date of the Issuer's next annual meeting of stockholders.
The shares are owned by the Naumann-Etienne Foundation, over which the Report Person may be deemed to share voting and dispositive power as a result of his position as president. The Reporting Person disclaims beneficial ownership of the shares owned by Naumann-Etienne Foundation.
/s/ Nilo De Castro, Attorney-in-Fact for Ruediger Naumann-Etienne
2019-07-25