0000899243-15-001757.txt : 20150727
0000899243-15-001757.hdr.sgml : 20150727
20150727172929
ACCESSION NUMBER: 0000899243-15-001757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150723
FILED AS OF DATE: 20150727
DATE AS OF CHANGE: 20150727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyer Bradbury III
CENTRAL INDEX KEY: 0001648748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 151007843
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 260
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paragon JV Partners, LLC
CENTRAL INDEX KEY: 0001605018
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 151007844
BUSINESS ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 260
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-871-3700
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 260
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
CENTRAL INDEX KEY: 0001047859
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 151007845
BUSINESS ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 260
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148713700
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 260
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: PARAGON ASSOCIATES, PARAGON ASSOCIATES II JOINT VENTURE & PARAGON ASSOCIATES III JOINT VENTURE
DATE OF NAME CHANGE: 20150723
FORMER NAME:
FORMER CONFORMED NAME: PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
DATE OF NAME CHANGE: 19971015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-23
0
0001006045
IRIDEX CORP
IRIX
0001047859
PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE
500 CRESCENT COURT, SUITE 260
DALLAS
TX
75201
0
0
1
0
0001605018
Paragon JV Partners, LLC
500 CRESCENT COURT, SUITE 260
DALLAS
TX
75201
0
0
1
0
0001648748
Dyer Bradbury III
500 CRESCENT COURT, SUITE 260
DALLAS
TX
75201
0
0
1
0
Common Stock, par value $0.01 per share
2015-07-23
4
P
0
24419
7.03
A
1047619
D
Common Stock, par value $0.01 per share
2015-07-24
4
P
0
15984
6.98
A
1063603
D
The filing of this Form 4 shall not be construed as an admission that Paragon JV Partners, LLC ("Paragon GP") or Bradbury Dyer III, the sole and managing member of Paragon GP, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Iridex Corporation (the "Issuer") purchased by Paragon Associates and Paragon Associates II Joint Venture, a joint venture ("Paragon JV") formed by Paragon Associates, Ltd., a Texas limited partnership ("Paragon"), Paragon Associates II, Ltd. a Texas limited partnership ("Paragon II"), and Paragon Associates III, Ltd., a Texas limited partnership ("Paragon III"). Pursuant to Rule 16a-1, both Paragon GP and Mr. Dyer disclaim such beneficial ownership except to the extent of its or his spective pecuniary interest therein.
Paragon JV holds 1,063,603 shares of Common Stock of the Issuer through its own account. Paragon GP serves as the general partner to each of Paragon, Paragon II and Paragon III, and as the investment advisor of Paragon JV. Paragon GP receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, Paragon, Paragon II and Paragon III. Bradbury Dyer III reports the Common Stock held indirectly by Paragon GP because, as the sole and managing member of Paragon GP at the time of purchase, he controlled the disposition and voting of the securities.
/s/ Bradbury Dyer III, Authorized Agent of Paragon Associates and Paragon Associates II Joint Venture
2015-07-27
/s/ Bradbury Dyer III, Sole and Managing Member of Paragon JV Partners, LLC
2015-07-27
/s/ Bradbury Dyer III
2015-07-27