-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RY/JCnVlJwxnSE+mR7Uckcddi1WiPkENRDMCiACw5P2zeHyuhxR7bBblVdbBjUy9 oTpBLx8R+HDoY8Dn6m8mLg== 0001003297-02-000055.txt : 20020415 0001003297-02-000055.hdr.sgml : 20020415 ACCESSION NUMBER: 0001003297-02-000055 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20020329 EFFECTIVENESS DATE: 20020329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NETLOJIX COMMUNICATIONS INC CENTRAL INDEX KEY: 0001005974 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TELEPHONE INTERCONNECT SYSTEMS [7385] IRS NUMBER: 870378021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-85220 FILM NUMBER: 02594622 BUSINESS ADDRESS: STREET 1: 501 BATH STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 8058846300 MAIL ADDRESS: STREET 1: 501 BATH STREET CITY: SANTA BARABARA STATE: CA ZIP: 93101 FORMER COMPANY: FORMER CONFORMED NAME: HI TIGER INTERNATIONAL INC DATE OF NAME CHANGE: 19960119 FORMER COMPANY: FORMER CONFORMED NAME: AVTEL COMMUNICATIONS INC/DE DATE OF NAME CHANGE: 19980930 FORMER COMPANY: FORMER CONFORMED NAME: AVTEL COMMUNICATIONS INC/UT DATE OF NAME CHANGE: 19970109 S-8 1 s8.htm

As filed with the Securities and Exchange Commission on March 29, 2002

Registration No. 333-                     

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

NETLOJIX COMMUNICATIONS, INC.
(Exact name of registrant as specified in its charter)

 

DELAWARE

 

87-0378021

            (State or other jurisdiction
of incorporation or organization)

 

(I.R.S. Employer Identification No.)

   

 

 

 

 

 

501 Bath Street

 

93101

Santa Barbara, California

 

(Zip Code)

(Address of principal executive offices)

 

 

Registrant's telephone number, including area code:
(805) 884-6300

1998 Stock Incentive Plan of
NetLojix Communications, Inc.
(Full title of the Plan)

James P. Pisani, President and Secretary
501 Bath Street
Santa Barbara, California 93101
(805) 884-6300
(Name, address, including zip code, and telephone number, including area code, of agent for service)

Copy to:

Thomas N. Harding, Esq.
Seed Mackall LLP
1332 Anacapa Street
Suite 200
Santa Barbara, California 93101
(805) 963-0669

 

CALCULATION OF REGISTRATION FEE


 

 

 

    Title of Securities
     to be Registered

 

 

 

       Amount to be
     Registered (1)(2)

 

           Proposed
           Maximum
        Offering Price
         Per Share (3)

 

           Proposed
           Maximum
          Aggregate
     Offering Price (3)

 

 

 

          Amount of
     Registration Fee


Common Stock, par
value $.01 per share

     1,500,000 Shares

               $0.16

           $240,000

                 $23



 

 


 

 

(1)           This Registration Statement shall also cover any additional shares of Common Stock which become issuable under the 1998 Stock Incentive Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration which results in an increase in the number of the outstanding shares of Common Stock of NetLojix Communications, Inc.

(2)         Pursuant to General Instruction E to Form S-8, this Registration Statement covers the registration of 1,500,000 shares of Common Stock in addition to shares previously registered under the Registration Statement on Form S-8 (Registration No. 333-64769) of NetLojix Communications, Inc. (formerly known as AvTel Communications, Inc.)

(3)           Calculated solely for the purposes of this offering under Rule 457(c) and Rule 457(h)(1) under the Securities Act of 1933, as amended, on the basis of the average of the high and low prices per share of Common Stock of NetLojix Communications, Inc. on March 25, 2002.

 

As permitted by Rule 429 under the Securities Act of 1933, as amended, the prospectus related to this Registration Statement also covers securities registered under that certain Registration Statement on Form S-8 (Registration No. 333-64769).

 


Part II

 

INFORMATION REQUIRED IN
  THE REGISTRATION STATEMENT

This Registration Statement on Form S-8 is being filed to register 1,500,000 additional shares of Common Stock, par value $.01 per share (the "Common Stock"), of NetLojix Communications, Inc., formerly known as AvTel Communications, Inc. (the "Registrant") which have been reserved for issuance under the 1998 Stock Incentive Plan of NetLojix Communications, Inc. (the "Plan"). A total of 1,500,000 shares of the Common Stock reserved under the Plan have previously been registered on a Registration Statement on Form S-8 (Registration No. 333-64769 filed on September 30, 1998 (the "Prior Registration Statement"). Pursuant to and as permitted by General Instruction E to Form S-8, the contents of the Prior Registration Statement are hereby incorporated by reference herein, and the opinions and consents listed at Item 8 below are annexed hereto.

Item 8.  Exhibits.

 

4.1                   1998 Stock Incentive Plan of NetLojix Communications, Inc., as amended.  (Incorporated 
                         by reference to Exhibit 10.4 to Registrant's Annual Report on Form 10-K for the year ended
                         December 31, 1999, File No. 0-27580).

5                      Opinion of Seed Mackall LLP.

23.1                 Consent of Farber & Hass LLP, Independent Auditors.

23.2                 Consent of Ernst & Young LLP, Independent Auditors.

23.3                 Consent of KPMG LLP, Independent Auditors.

23.4                 Consent of Seed Mackall LLP (included in Exhibit 5).

24                     Power of Attorney (included on signature page)


1


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on March 28, 2002.

 

  NETLOJIX COMMUNICATIONS, INC.
   
  By:      /s/ANTHONY E. PAPA                            
  Title:  Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors and officers of NetLojix Communications, Inc., hereby constitutes and appoints Anthony E. Papa and James P. Pisani, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, with full power to act alone, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file the same, with all exhibits thereto, and any and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform any and all acts and things requisite and necessary to be done in and about the premises, as fully and to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his substitute or nominee, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below on March 28, 2002, by the following persons in the capacities indicated.

Signature

Title

 

 

/s/   ANTHONY E. PAPA                   
Anthony E. Papa

 

 

Chairman of the Board and Chief Executive Office (Principal Executive Officer)

 

 

/s/   JAMES P. PISANI                        
James P. Pisani

 

 

President, Chief Operating Officer and Director

 

 

/s/    GREGORY J. WILSON              
Gregory J. Wilson

 

 

Treasurer and Controller (Principal Financial Officer and Principal Accounting Officer)

 


2


 

 

 

 

/s/     JEFFREY J. JENSEN                 
Jeffrey J. Jensen

 

 

Director

 

 

/s/      ANTHONY D. MARTIN           
Anthony D. Martin

 

 

Director

 

3


 

 

INDEX TO EXHIBITS

 

Exhibit
Number            Description of Document

 

4.1                  1998 Stock Incentive Plan of NetLojix Communications, Inc., as amended.  (Incorporated  by
                        reference to Exhibit 10.4 to Registrant's Annual Report on Form 10-K for the year ended
                        December 31, 1999, File No. 0-27580).

5                      Opinion of Seed Mackall LLP.

23.1                 Consent of Farber & Hass LLP, Independent Auditors.

23.2                 Consent of Ernst & Young LLP, Independent Auditors.

23.3                 Consent of KPMG LLP, Independent Auditors.

23.4                 Consent of Seed Mackall LLP (included in Exhibit 5).

24                    Power of Attorney (included on signature page)

 

                       


 

EX-5 3 ex5.htm Exhibit 5

Exhibit 5

March 28, 2002

 

 

The Board of Directors
NetLojix Communications, Inc.
501 Bath Street
Santa Barbara, California 93101

Gentlemen:

     We have acted as special counsel to NetLojix Communications, Inc., a Delaware corporation (the "Company"), in connection with the proceedings (the "Company Proceedings") taken and to be taken relating to the registration by the Company of an additional 1,500,000 shares of common stock (the "Shares") of the Company, $.01 par value per share, with the Securities and Exchange Commission (the "SEC") in connection with the 1998 Stock Incentive Plan of NetLojix Communications, Inc. (the "Plan"). We have also participated in the preparation and filing with the SEC under the Securities Act of 1933, as amended, of a registration statement on Form S-8 (the "Registration Statement"), relating to such Shares.

     As special counsel to the Company, we have examined originals or copies certified to our satisfaction of the Company's Certificate of Incorporation and Bylaws, resolutions of the Board of Directors, and such other Company records, instruments, certificates and documents and such questions of law as we considered necessary or appropriate to enable us to express this opinion. As to certain facts material to our opinion, we have relied, to the extent we deem such reliance proper, upon certificates of public officials and officers of the Company. In rendering this opinion, we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals and the conformity to authentic original documents of photostatic copies.

     Based upon and subject to the foregoing and to the assumptions, limitations and conditions set forth herein, we are of the opinion that, upon completion of the Company Proceedings, the Shares will have been duly authorized for issuance, and when the Shares are issued and delivered in accordance with the Company Proceedings and the Plan, the Shares will be validly issued, fully paid and nonassessable.

     We hereby consent to the filing of this opinion as an exhibit to the Registration Statement.

Very truly yours,

SEED MACKALL LLP

/s/ SEED MACKALL LLP

 

 

EX-23.1 4 ex23-1.htm Exhibit 23.1

Exhibit 23.1

Independent Auditors' Consent

 

 

We consent to the incorporation by reference herein of our report on the consolidated balance sheets of NetLojix Communications, Inc. and subsidiaries as of December 31, 2001, and the related consolidated statements of operations, stockholders' equity, and cash flows and related schedule, for the year ended December 31, 2001, which report, dated March 8, 2002, appears in the annual report on Form 10-K of NetLojix Communications, Inc. for the fiscal year ended December 31, 2001.

 

/s/ FARBER & HASS LLP

 

Oxnard, California
March 25, 2002

EX-23.2 5 ex23-2.htm Exhibit 23.2

Exhibit 23.2

Independent Auditors' Consent

 

 

We consent to the incorporation by reference in this Registration Statement (Form S-8) pertaining to the registration of 1,500,000 shares of common stock of NetLojix Communications, Inc. of our report dated March 28, 2001, with respect to the consolidated financial statements and schedule of NetLojix Communications, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2001 filed with the Securities and exchange Commission

 

/s/ ERNST & YOUNG LLP

 

Woodland Hills, California
March 25, 2002

EX-23.3 6 ex23-3.htm Exhibit 23.3

Exhibit 23.3

Independent Auditors' Consent

 

 

We consent to the incorporation by reference herein of our report on the related consolidated statements of operations, stockholders' equity, and cash flows of NetLojix Communications, Inc. and subsidiaries for the year ended December 31, 1999, which report appears in the annual report on Form 10-K of NetLojix Communications, Inc. for the fiscal year ended December 31, 2001.

 

/s/ KPMG LLP

 

 

Dallas, Texas
March 25, 2002

 

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