-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NQOtndQOXKPylcJVfM0MI852p4vZEaD3GV/vPRdb2peiH+YHOG9y6+vu438hcrdf 2Yku/VvW3s2hLvKSn+LaTA== 0000891618-97-001877.txt : 19970425 0000891618-97-001877.hdr.sgml : 19970425 ACCESSION NUMBER: 0000891618-97-001877 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970424 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HMT TECHNOLOGY CORP CENTRAL INDEX KEY: 0001005967 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 943084354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-27586 FILM NUMBER: 97586407 BUSINESS ADDRESS: STREET 1: 1055 PAGE AVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104903100 MAIL ADDRESS: STREET 1: 1055 PAGE AVENUE CITY: FREMONT STATE: CA ZIP: 94538 8-A12G 1 FORM 8-A12G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HMT TECHNOLOGY CORPORATION - ------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 94-3084354 - ---------------------------------------- ------------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification no.) 1055 Page Avenue, Fremont, California 94538 - ---------------------------------------- ------------------------- (Address of principal executive offices) (zip code) If this Form relates to the registration of a class If this Form relates to the registration of a class of debt securities and is effective upon filing of debt securities and is to become effective pursuant to General Instruction A(c)(1) please check simultaneously with the effectiveness of a the following box. [X] concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. [ ]
Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class to Name of Each Exchange on Which be so Registered Each Class is to be Registered ---------------------- ------------------------------ [S] [C] None ---------------------- ------------------------------ Securities to be registered pursuant to Section 12(g) of the Act: 5-3/4% Convertible Subordinated Notes due 2004 - ------------------------------------------------------------------------------- (Title of class) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. A description of the 5 3/4% Convertible Subordinated Notes due 2004 (the "Convertible Notes") of HMT Technology Corporation (the "Registrant") to be registered hereunder is contained in the section entitled "Description of Convertible Notes," commencing at page 13 of the Prospectus included in the Registrant's Form S-3 Registration Statement, No. 333-24385, filed with the Securities and Exchange Commission (the "Commission") on April 2, 1997 and is incorporated herein by reference. ITEM 2. EXHIBITS.
Exhibit Number Description ------ ----------- 1 Indenture, dated as of January 15, 1997, between the Registrant and State Street Bank and Trust Company, N.A. (incorporated by reference from Exhibit 4.8 to the Registrant's Current Report on Form 8-K filed February 6, 1997, as amended). 2 Registration Agreement, dated January 15, 1997, among the Registrant, Salomon Brothers Inc, Alex. Brown & Sons Incorporated, Hambrecht & Quist LLC and Robertson, Stephens & Company LLC (incorporated by reference from Exhibit 4.9 to the Registrant's Current Report on Form 8-K filed February 6, 1997, as amended). 3 Form of Convertible Subordinated Note due 2004 (incorporated by reference from Exhibit 4.13 to the Registrant's Registration Statement on Form S-3 (No. 333-24385) filed on April 2, 1997).
3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. HMT TECHNOLOGY CORPORATION (Registrant) Date: April 24, 1997 By: /s/ Peter S. Norris ------------------------------------------ Peter S. Norris Vice President, Finance, Treasurer and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----