-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JA/R5WJ6KlcACQ4CSA5N54Is1GP5+Z5LYC1VGfANdZ8732FNu2k+JJsYqikGjWmn OmDuh+EpjZOCwn2Sj6KFHw== 0001209191-10-018115.txt : 20100322 0001209191-10-018115.hdr.sgml : 20100322 20100322133419 ACCESSION NUMBER: 0001209191-10-018115 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100131 FILED AS OF DATE: 20100322 DATE AS OF CHANGE: 20100322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin William F Jr CENTRAL INDEX KEY: 0001384123 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 10696162 MAIL ADDRESS: STREET 1: C/O GEMMA POWER SYSTEMS, LLC STREET 2: 2461 MAIN STREET CITY: GLASTONBURY STATE: CT ZIP: 06033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 5 1 c98161_5x0.xml MAIN DOCUMENT DESCRIPTION X0303 5 2010-01-31 0 0 0000100591 ARGAN INC AGX 0001384123 Griffin William F Jr C/O GEMMA POWER SYSTEMS, LLC 2461 MAIN STREET GLASTONBURY CT 06033 0 1 0 0 VC of Gemma Power Systems, LLC Common Stock 2009-10-16 5 G 0 432052 0 D 0 I By William F. Griffin, Jr. GRAT DTD 9/11/07 Common Stock 2009-12-14 5 G 0 325000 0 A 913650 I By William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 Common Stock 2009-07-16 5 G 0 325000 0 D 610689 I By Joel M. Canino Revocable Trust Common Stock 2009-12-22 5 G 0 25000 0 D 585689 I By Joel M. Canino Revocable Trust Common Stock 2009-12-22 5 G 0 25000 0 D 560689 I By Joel M. Canino Revocable Trust Common Stock 2009-12-22 5 G 0 25000 0 D 535689 I By Joel M. Canino Revocable Trust Common Stock 2009-12-22 5 G 0 25000 0 D 510689 I By Joel M. Canino Revocable Trust Common Stock 2009-12-22 5 G 0 25000 0 D 485689 I By Joel M. Canino Revocable Trust Common Stock 2010-01-07 5 G 0 130000 0 D 33650 I By William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 Common Stock 2010-01-27 5 G 0 12500 0 D 21150 I By William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 Common Stock 750000 I By William F. Griffin, Jr. GRAT U/A DTD 11/16/09 Gift of shares from the William F. Griffin, Jr. GRAT DTD 9/11/07. Excludes 263,650 shares previously owned indirectly by the William F. Griffin, Jr. GRAT DTD 9/11/07, which were transferred to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 on October 16, 2009. Gift of shares to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04. Includes 263,650 shares previously owned indirectly by the William F. Griffin, Jr. GRAT DTD 9/11/07, which were transferred to the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04 on October 16, 2009. Gift of shares from the Joel M. Canino Revocable Trust, for which William F. Griffin, Jr. is a co-trustee. Gift of shares from the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04. Excludes 750,000 shares previously owned indirectly by the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04, which were transferred to the William F. Griffin, Jr. GRAT U/A DTD 11/16/09 on December 24, 2009. Gift of shares from the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04. 750,000 shares previously owned indirectly by the William F. Griffin, Jr. Revocable Trust U/A DTD 12/9/04, which were transferred to the William F. Griffin, Jr. GRAT U/A DTD 11/16/09 on December 24, 2009. /s/ William F. Griffin, Jr. 2010-03-22 -----END PRIVACY-ENHANCED MESSAGE-----