-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MdhfnvciV3Km3TltDPCbpn5zc2EQ/5HeoEzn1N1bwBEWiWbs+bs7z4wyu0lWl9b3 n51B1RIVpxNs6V0PqbEoTw== 0001209191-07-061949.txt : 20071105 0001209191-07-061949.hdr.sgml : 20071105 20071105192420 ACCESSION NUMBER: 0001209191-07-061949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071029 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCOTT RICHARD L CENTRAL INDEX KEY: 0000915477 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 071215511 BUSINESS ADDRESS: STREET 1: 201 WEST MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025722104 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-29 0 0000100591 ARGAN INC AGAX 0000915477 SCOTT RICHARD L 700 11TH STREET SOUTH SUITE 101 NAPLES FL 34102 0 0 1 0 Common Stock 2007-10-29 4 P 0 200000 9.50 A 1550000 I Argan Investments, LLC Stock Option (right to buy) 12.50 2007-10-29 4 P 0 200000 0.00 A 2007-10-18 2008-10-18 Common Stock 200000 200000 I Argan Investments, LLC Stock Option (right to buy) 15.00 2007-10-29 4 P 0 200000 0.00 A 2007-10-18 2009-10-18 Common Stock 200000 200000 I Argan Investments, LLC Purchased pursuant to two separate purchase agreements with two separate private sellers (100,000 each). This figure only includes options with an exercise price of $12.50. This figure only includes options with an exercise price of $15.00. This filing shall not be deemed to be an admission of the Undersigned, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, is the beneficial owner of the securities covered by this Statement. /s/ Richard L. Scott 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----