0001104659-20-136307.txt : 20201216 0001104659-20-136307.hdr.sgml : 20201216 20201216162048 ACCESSION NUMBER: 0001104659-20-136307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Getsinger Peter W CENTRAL INDEX KEY: 0001627519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 201392650 MAIL ADDRESS: STREET 1: 35 SNOW?S POINT CITY: EDGARTOWN STATE: MA ZIP: 02539 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 4 1 tm2038593d7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-14 0 0000100591 ARGAN INC AGX 0001627519 Getsinger Peter W 35 SNOW'S POINT EDGARTOWN MA 02539 1 0 0 0 Common Stock 12000 D Common Stock 212 I Held in Children's Trust Common Stock 188 I Held in Children's Names Stock Option to Purchase Common Stock 45.75 2020-12-14 4 A 0 10000 0 A 2021-12-14 2030-12-14 Common Stock 10000 57000 D On December 14, 2020, the Reporting Person received 10-year options to purchase 10,000 shares of the Issuer's common stock at an exercise price of $45.75. The options will vest ratably over three years on each anniversary of the grant date beginning on 12/14/2021. As of the date of this filing, the Reporting Person owns options to purchase (a) 7,000 shares of common stock at a price of $30.44 per share with initial Date Exercisable of 01/07/2017 and Expiration Date of 01/07/2026; (b) 10,000 shares of common stock at a price of $71.75 per share with initial Date Exercisable of 01/05/2018 and Expiration Date of 01/05/2027; (c) 10,000 shares of common stock at a price of $46 35 per share with initial Date Exercisable of 1/11/2019 and Expiration Date of 1/11/2028; (d) 10,000 shares of common stock at a price of $41.19 per share with initial Date Exercisable on 12/12/2019 and Expiration Date of 12/12/2028; (e) 10,000 shares of common stock at a price of $40.15 per share with initial Date Exercisable on 12/23/2020 and Expiration Date of 12/23/2029; and (f) 10,000 shares of common stock at a price of $45.75 per share with initial Date Exercisable of 12/14/2021 and Expiration Date of 12/14/2030, all of which are subject to the aforementioned three-year ratably vesting schedule. /s/ Peter W Getsinger 2020-12-16