0001104659-20-136295.txt : 20201216 0001104659-20-136295.hdr.sgml : 20201216 20201216161720 ACCESSION NUMBER: 0001104659-20-136295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jeffrey John Ronald Jr. CENTRAL INDEX KEY: 0001709914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 201392620 MAIL ADDRESS: STREET 1: 55 GRANDVIEW CIRCLE CITY: MANHASSET STATE: NY ZIP: 11030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 4 1 tm2038593-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-14 0 0000100591 ARGAN INC AGX 0001709914 Jeffrey John Ronald Jr. C/O ARGAN, INC. ONE CHURCH STREET, SUITE 201 ROCKVILLE MD 20850 1 0 0 0 Common Stock 6000 I John R. Jeffrey, IRA Stock Option to Purchase Common Stock 45.75 2020-12-14 4 A 0 10000 0.00 A 2021-12-14 2030-12-14 Common Stock 10000 50000 D On December 14, 2020, the Reporting Person received 10-year options to purchase 10,000 shares of the Issuer's Common stock at an exercise price of $45.75 per share. The options will vest ratably over three years on each anniversary of the grant date beginning on 12/14/2021. As of the date of this filing, the Reporting Person owns options to purchase (a) 10,000 shares of common stock at a price of $60.05 per share with initial Date Exercisable of 06/22/2018 and Expiration Date of 06/22/2027; (b) 10,000 shares of common stock at a price of $46 35 per share with initial Date Exercisable of 1/11/2019 and Expiration Date of 1/11/2028; (c) 10,000 shares of common stock at a price of $41.19 per share with initial Date Exercisable of 12/12/2019 and Expiration Date of 12/12/2028; (d) 10,000 shares of common stock at a price of $40.15 per share with initial Date Exercisable of 12/23/2020 and Expiration Date of 12/23/2029; and (e) 10,00 shares of common stock at a price of $45.75 per share with initial Date Exercisable 12/14/2021 and Expiration Date of 12/14/2030, all of which are subject to the aforementioned three-year ratably vesting schedule. /s/ John R Jeffrey Jr 2020-12-16