0001104659-16-147116.txt : 20160928 0001104659-16-147116.hdr.sgml : 20160928 20160928160509 ACCESSION NUMBER: 0001104659-16-147116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160927 FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin William F Jr CENTRAL INDEX KEY: 0001384123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 161907006 MAIL ADDRESS: STREET 1: C/O GEMMA POWER SYSTEMS, LLC STREET 2: 769 HEBRON AVENUE CITY: GLASTONBURY STATE: CT ZIP: 06033 4 1 a4.xml 4 X0306 4 2016-09-27 0 0000100591 ARGAN INC AGX 0001384123 Griffin William F Jr C/O GEMMA POWER SYSTEMS, LLC, 769 HEBRON AVENUE GLASTONBURY CT 06033 1 1 0 0 VC/CEO of Gemma Power Systems Common Stock 2016-09-27 4 J 0 25000 0 D 356150 I By William F. Griffin, Jr. Revocable Trust DTD 12/09/04 Stock Option to purchase Common Stock 18.87 2013-12-18 2022-12-18 Common Stock 10000 10000 D On September 27, 2016, 25,000 shares of the Issuer's common stock were transferred by William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust") to Sharon K Griffin TTEE, Peach Pit Foundation, U/A DTD 12/27/2004. Pursuant to the transfer, the amount of shares of the Issuer's common stock owned by the Revocable Trust decreased from 381,150 shares to 356,150 shares. /s/ William F. Griffin, Jr. 2016-09-28