0001104659-16-128384.txt : 20160620
0001104659-16-128384.hdr.sgml : 20160620
20160620182059
ACCESSION NUMBER: 0001104659-16-128384
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160616
FILED AS OF DATE: 20160620
DATE AS OF CHANGE: 20160620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGAN INC
CENTRAL INDEX KEY: 0000100591
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 131947195
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 201
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301 315-0027
MAIL ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 201
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: PUROFLOW INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRA DYNAMICS CORP
DATE OF NAME CHANGE: 19830522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffin William F Jr
CENTRAL INDEX KEY: 0001384123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31756
FILM NUMBER: 161723062
MAIL ADDRESS:
STREET 1: C/O GEMMA POWER SYSTEMS, LLC
STREET 2: 2461 MAIN STREET
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
4
1
a4.xml
4
X0306
4
2016-06-16
0
0000100591
ARGAN INC
AGX
0001384123
Griffin William F Jr
C/O GEMMA POWER SYSTEMS, LLC,
2461 MAIN STREET
GLASTONBURY
CT
06033
1
1
0
0
VC/CEO of Gemma Power Systems
Common Stock
456150
I
By William F. Griffin, Jr. Revocable Trust DTD 12/09/04
Stock Option to purchase Common Stock
18.87
2013-12-18
2022-12-18
Common Stock
10000
10000
D
As of the filing date, the Reporting Person indirectly owns a total of 456,150 shares of the Issuer's common stock through William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust"). This was as a result of a share transfer (the "Transfer") of 108,576 shares to the Revocable Trust and 50,000 shares to S Griffin & Kulpik TTEE, Griffin Family Trust, U/A DTD 02/10/2006 on June 16, 2016 by William F. Griffin, Jr. GRAT DTD 03/29/14 (the "GRAT"), of which the Reporting Person is the trustee. Pursuant to the Transfer, the GRAT no longer owns any shares of the Issuer's common stock, while the amount of shares owned by the Revocable Trust increased from 347,574 shares to 456,150 shares.
/s/ William F. Griffin, Jr.
2016-06-20