0001104659-16-128384.txt : 20160620 0001104659-16-128384.hdr.sgml : 20160620 20160620182059 ACCESSION NUMBER: 0001104659-16-128384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160620 DATE AS OF CHANGE: 20160620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin William F Jr CENTRAL INDEX KEY: 0001384123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 161723062 MAIL ADDRESS: STREET 1: C/O GEMMA POWER SYSTEMS, LLC STREET 2: 2461 MAIN STREET CITY: GLASTONBURY STATE: CT ZIP: 06033 4 1 a4.xml 4 X0306 4 2016-06-16 0 0000100591 ARGAN INC AGX 0001384123 Griffin William F Jr C/O GEMMA POWER SYSTEMS, LLC, 2461 MAIN STREET GLASTONBURY CT 06033 1 1 0 0 VC/CEO of Gemma Power Systems Common Stock 456150 I By William F. Griffin, Jr. Revocable Trust DTD 12/09/04 Stock Option to purchase Common Stock 18.87 2013-12-18 2022-12-18 Common Stock 10000 10000 D As of the filing date, the Reporting Person indirectly owns a total of 456,150 shares of the Issuer's common stock through William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust"). This was as a result of a share transfer (the "Transfer") of 108,576 shares to the Revocable Trust and 50,000 shares to S Griffin & Kulpik TTEE, Griffin Family Trust, U/A DTD 02/10/2006 on June 16, 2016 by William F. Griffin, Jr. GRAT DTD 03/29/14 (the "GRAT"), of which the Reporting Person is the trustee. Pursuant to the Transfer, the GRAT no longer owns any shares of the Issuer's common stock, while the amount of shares owned by the Revocable Trust increased from 347,574 shares to 456,150 shares. /s/ William F. Griffin, Jr. 2016-06-20