-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGlScOHDLzeL3f1eP9gFtyc8YAOvBTH5OZvzdGvyBNv3GmL9ERnFU46p089mpbvq BtDg4yOkanZMyfbwYdjrmQ== /in/edgar/work/20000612/0000912057-00-028220/0000912057-00-028220.txt : 20000919 0000912057-00-028220.hdr.sgml : 20000919 ACCESSION NUMBER: 0000912057-00-028220 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000522 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20000612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUROFLOW INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: [3569 ] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-05622 FILM NUMBER: 653343 BUSINESS ADDRESS: STREET 1: 16559 SATICOY STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 8187561388 MAIL ADDRESS: STREET 1: 16559 SATICOY STREET STREET 2: 1631 TENTH ST CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 8-K 1 a8-k.txt 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2000 PUROFLOW INCORPORATED -------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware -------------------------------------------------------- (State or other jurisdiction of incorporation) 0-5622 13-1947195 - ------------------------------------- --------------------------------------- (Commission File Number) (I.R.S. Employer Identification No.) 16559 Saticoy Street, Van Nuys, California 91406-1739 ----------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (818)756-1388 Item 5. Other Events The Company adopted a Stockholders Rights Plan on May 28, 1999. Amendment No. 1 to the Rights Plan dated September 16, 1999 between the Company and Continental Stock Transfer & Trust Company increased the beneficial ownership threshold from 17.5% to 20% (the Amendment). The Board of Directors of the Company, on May 22, 2000, approved an increase to the beneficial ownership threshold from 20% to 30% and authorized the filing of Amendment No. 2 to the Rights Plan with Continental Stock Transfer & Trust Company. Item 7. Exhibits Amendment No. 2 to the Rights Plan dated May 22, 2000 between Puroflow Incorporated and Continental Stock Transfer & Trust Company. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PUROFLOW INCORPORATED By: /s/ MICHAEL H. FIGOF ----------------------------------------------- Michael H. Figoff President and Chief Executive Officer Dated: June 9, 2000 EX-99.1 2 ex-99_1.txt EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT Amendment No. 2 to the Rights Plan dated May 28, 1999, between Puroflow Incorporated, a Delaware Corporation, and Continental Stock Transfer & Trust Company. Effective May 22, 2000, the Board of Directors of Puroflow Incorporated adopted an Amendment to the Rights Plan increasing the beneficial ownership threshold that would trigger the Rights (as defined in the Rights Plan) from 20% to 30%. All other provisions of the Rights Plan remain in full force and effect until such date as the Board of Directors elect to modify the Rights Plan. PUROFLOW INCORPORATED By: /s/ MICHAEL H. FIGOFF ----------------------------------------------- Michael H. Figoff President and Chief Executive Officer /s/ SANDY YOSHISATO - -------------------- Sandy Yoshisato Corporate Secretary Date: June 9, 2000 Van Nuys, California -----END PRIVACY-ENHANCED MESSAGE-----