0000899243-16-029459.txt : 20160920 0000899243-16-029459.hdr.sgml : 20160920 20160920172728 ACCESSION NUMBER: 0000899243-16-029459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOSSELMANN RAINER H CENTRAL INDEX KEY: 0001028546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 161894547 MAIL ADDRESS: STREET 1: PUROFLOW INCORPORATED STREET 2: ONE CHURCH STREET SUITE 302 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-16 0 0000100591 ARGAN INC AGX 0001028546 BOSSELMANN RAINER H 16715 THURSTON ROAD DICKERSON MD 20842 1 1 0 0 Chairman of the Board and CEO Common Stock 2016-09-16 4 M 0 10000 13.64 A 322901 D Common Stock 2016-09-16 4 M 0 10000 8.97 A 332901 D Common Stock 2016-09-16 4 M 0 10000 16.47 A 342901 D Common Stock 2016-09-16 4 S 0 30000 54.4454 D 312901 D Stock Option to purchase Common Stock 13.64 2016-09-16 4 M 0 10000 0.00 D 2011-04-06 2020-04-06 Common Stock 10000 195000 D Stock Option to purchase Common Stock 8.97 2016-09-16 4 M 0 10000 0.00 D 2012-04-05 2021-04-05 Common Stock 10000 185000 D Stock Option to purchase Common Stock 16.47 2016-09-16 4 M 0 10000 0.00 D 2013-04-02 2022-04-02 Common Stock 10000 175000 D On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 6, 2010 to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share. On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 5, 2011 to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share. On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 2, 2012 to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share. On September 16, 2016, the Reporting Person sold the 30,000 shares of the Issuer's common stock which were acquired pursuant the exercise of stock options on September 16, 2016 [see footnote 1, 2, and 3 above] on the open market at a price of $54.4454 per share. 2,241 shares are held by Rainer and Beverley Bosselmann, as joint tenants, and the remaining shares are held by Rainer Bosselmann. On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share [see footnote 1 above]. On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share [see footnote 2 above]. On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share [see footnote 3 above]. /s/ Rainer H. Bosselman 2016-09-20