0000899243-16-029459.txt : 20160920
0000899243-16-029459.hdr.sgml : 20160920
20160920172728
ACCESSION NUMBER: 0000899243-16-029459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160916
FILED AS OF DATE: 20160920
DATE AS OF CHANGE: 20160920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGAN INC
CENTRAL INDEX KEY: 0000100591
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 131947195
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 201
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301 315-0027
MAIL ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 201
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: PUROFLOW INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRA DYNAMICS CORP
DATE OF NAME CHANGE: 19830522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOSSELMANN RAINER H
CENTRAL INDEX KEY: 0001028546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31756
FILM NUMBER: 161894547
MAIL ADDRESS:
STREET 1: PUROFLOW INCORPORATED
STREET 2: ONE CHURCH STREET SUITE 302
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-16
0
0000100591
ARGAN INC
AGX
0001028546
BOSSELMANN RAINER H
16715 THURSTON ROAD
DICKERSON
MD
20842
1
1
0
0
Chairman of the Board and CEO
Common Stock
2016-09-16
4
M
0
10000
13.64
A
322901
D
Common Stock
2016-09-16
4
M
0
10000
8.97
A
332901
D
Common Stock
2016-09-16
4
M
0
10000
16.47
A
342901
D
Common Stock
2016-09-16
4
S
0
30000
54.4454
D
312901
D
Stock Option to purchase Common Stock
13.64
2016-09-16
4
M
0
10000
0.00
D
2011-04-06
2020-04-06
Common Stock
10000
195000
D
Stock Option to purchase Common Stock
8.97
2016-09-16
4
M
0
10000
0.00
D
2012-04-05
2021-04-05
Common Stock
10000
185000
D
Stock Option to purchase Common Stock
16.47
2016-09-16
4
M
0
10000
0.00
D
2013-04-02
2022-04-02
Common Stock
10000
175000
D
On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 6, 2010 to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share.
On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 5, 2011 to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share.
On September 16, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 2, 2012 to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share.
On September 16, 2016, the Reporting Person sold the 30,000 shares of the Issuer's common stock which were acquired pursuant the exercise of stock options on September 16, 2016 [see footnote 1, 2, and 3 above] on the open market at a price of $54.4454 per share.
2,241 shares are held by Rainer and Beverley Bosselmann, as joint tenants, and the remaining shares are held by Rainer Bosselmann.
On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $13.64 per share [see footnote 1 above].
On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $8.97 per share [see footnote 2 above].
On September 16, 2016, the Reporting Person exercised his stock option to purchase 10,000 shares of the Issuer's common stock at a price of $16.47 per share [see footnote 3 above].
/s/ Rainer H. Bosselman
2016-09-20