0001127602-23-027195.txt : 20231113
0001127602-23-027195.hdr.sgml : 20231113
20231113134324
ACCESSION NUMBER: 0001127602-23-027195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231109
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fontaine Alyssa H
CENTRAL INDEX KEY: 0001662747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 231397441
MAIL ADDRESS:
STREET 1: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-09
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001662747
Fontaine Alyssa H
P.O. BOX 460
ITHACA
NY
14851
1
EVP, General Counsel & CRO
0
Common Stock
2023-11-09
4
F
0
159
51.02
D
8821.739
D
Common Stock
2023-11-09
4
F
0
194
51.02
D
8627.739
D
Common Stock
2023-11-09
4
F
0
150
51.02
D
8477.739
D
Common Stock
771.5722
I
401K/ESOP
Stock Appreciation Rights (SAR)
76.90
2026-11-09
Common Stock
802
802
D
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Alyssa H. Fontaine
2023-11-10