0001127602-23-027181.txt : 20231113
0001127602-23-027181.hdr.sgml : 20231113
20231113132358
ACCESSION NUMBER: 0001127602-23-027181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231109
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROMAINE STEPHEN S
CENTRAL INDEX KEY: 0001201525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 231397350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-09
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001201525
ROMAINE STEPHEN S
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA
NY
14851
1
1
President & CEO
0
Common Stock
2023-11-09
4
A
0
4940
51.02
A
68558.697
D
Common Stock
2023-11-09
4
F
0
655
51.02
D
67903.697
D
Common Stock
2023-11-09
4
F
0
433
51.02
D
67470.697
D
Common Stock
2023-11-09
4
F
0
370
51.02
D
67100.697
D
Common Stock
10296.27
I
by 401(k)/ISOP
Common Stock
5377.7379
I
by ESOP
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
/s/ Stephen S. Romaine
2023-11-10