0001127602-23-002526.txt : 20230130
0001127602-23-002526.hdr.sgml : 20230130
20230130113450
ACCESSION NUMBER: 0001127602-23-002526
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230127
FILED AS OF DATE: 20230130
DATE AS OF CHANGE: 20230130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Patricia A
CENTRAL INDEX KEY: 0001362027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 23566091
MAIL ADDRESS:
STREET 1: C/O TOMPKINS TRUSTCO INC
STREET 2: P O BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-01-27
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001362027
Johnson Patricia A
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA
NY
14851
1
Common Stock Drip
2023-01-27
4
M
0
654.579
0
A
2103.996
D
Phantom Stock
2023-01-27
4
M
0
654.579
D
Common Stock
654.579
1309.158
D
Includes change in beneficial ownership of 654.579 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement.
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
/s/ Patricia A. Johnson
2023-01-30