0001127602-22-025612.txt : 20221115 0001127602-22-025612.hdr.sgml : 20221115 20221115152311 ACCESSION NUMBER: 0001127602-22-025612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221112 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Brian A CENTRAL INDEX KEY: 0001681102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 221390928 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-11-12 0001005817 TOMPKINS FINANCIAL CORP TMP 0001681102 Howard Brian A P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres. Tompkins Fin. Adv. Common Stock 2022-11-12 4 F 0 113 81.25 D 7741.164 D Common Stock 129.08 I 401(K) DC Plan Common Stock 457.087 I 401(K) ESOP Common Stock 932.735 I By 401(K) ISOP Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. /s/ Brian A. Howard 2022-11-14