0001127602-22-025398.txt : 20221114 0001127602-22-025398.hdr.sgml : 20221114 20221114094509 ACCESSION NUMBER: 0001127602-22-025398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221109 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenna John M CENTRAL INDEX KEY: 0001615770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 221381369 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-11-09 0001005817 TOMPKINS FINANCIAL CORP TMP 0001615770 McKenna John M P.O. BOX 460 ITHACA NY 14851 1 EVP, Tompkins Bank of Castile Common Stock 2022-11-09 4 F 0 119 81.48 D 12602.915 D Common Stock 2022-11-09 4 F 0 130 81.48 D 12472.915 D Common Stock 2022-11-09 4 F 0 159 81.48 D 12313.915 D Common Stock 2022-11-09 4 A 0 730 81.48 A 13043.915 D Common Stock 1802.2052 I by 401(K) ESOP Common Stock 118.1491 I by 401(K) ISOP Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. /s/ John M. McKenna 2022-11-10