0001127602-22-025168.txt : 20221109
0001127602-22-025168.hdr.sgml : 20221109
20221109135749
ACCESSION NUMBER: 0001127602-22-025168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221108
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKenna John M
CENTRAL INDEX KEY: 0001615770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 221371726
MAIL ADDRESS:
STREET 1: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-11-08
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001615770
McKenna John M
P.O. BOX 460
ITHACA
NY
14851
1
EVP, Tompkins Bank of Castile
Common Stock
2022-11-08
4
M
0
723
40.60
A
13242.915
D
Common Stock
2022-11-08
4
F
0
521
81.23
D
12721.915
D
Common Stock
1802.2052
I
by 401(K) ESOP
Common Stock
118.1491
I
by 401(K) ISOP
Stock Appreciation Rights (SAR)
40.60
2022-11-08
4
M
0
723
0
D
2023-05-03
Common Stock
723
0
D
Shares withheld for Option cost and taxes
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
/s/ John M. McKenna
2022-11-09