0001127602-22-025082.txt : 20221108 0001127602-22-025082.hdr.sgml : 20221108 20221108121724 ACCESSION NUMBER: 0001127602-22-025082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211121 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenna John M CENTRAL INDEX KEY: 0001615770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 221367893 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-21 0001005817 TOMPKINS FINANCIAL CORP TMP 0001615770 McKenna John M P.O. BOX 460 ITHACA NY 14851 1 EVP, Tompkins Bank of Castile Common Stock 2022-11-04 4 F 0 78 83.79 D 12519.915 D Common Stock 1802.2052 I by 401(K) ESOP Common Stock 118.1491 I by 401(K) ISOP Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. /s/ John M. McKenna 2022-11-07