0001127602-22-025081.txt : 20221108 0001127602-22-025081.hdr.sgml : 20221108 20221108121432 ACCESSION NUMBER: 0001127602-22-025081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210923 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTZ GREGORY J CENTRAL INDEX KEY: 0001384976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 221367889 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC. STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-09-23 0001005817 TOMPKINS FINANCIAL CORP TMP 0001384976 HARTZ GREGORY J TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres.&CEO Tompkins Trust Common Stock 2021-09-23 5 L 0 E 1.292 77.39 A 20.563 I As Custodian FBO Andrew Chase UGMA/NY Common Stock 2022-11-04 4 S 0 1574 82.26 D 23361.941 D Common Stock 2022-11-04 4 F 0 78 83.79 D 23283.941 D Common Stock 5434.4185 I by 401(k)/ISOP Common Stock 3465.166 I by ESOP Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. /s/ Gregory J. Hartz 2022-11-07