0001127602-22-025081.txt : 20221108
0001127602-22-025081.hdr.sgml : 20221108
20221108121432
ACCESSION NUMBER: 0001127602-22-025081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210923
FILED AS OF DATE: 20221108
DATE AS OF CHANGE: 20221108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARTZ GREGORY J
CENTRAL INDEX KEY: 0001384976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 221367889
MAIL ADDRESS:
STREET 1: C/O TOMPKINS TRUSTCO, INC.
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-09-23
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001384976
HARTZ GREGORY J
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA
NY
14851
1
EVP, Pres.&CEO Tompkins Trust
Common Stock
2021-09-23
5
L
0
E
1.292
77.39
A
20.563
I
As Custodian FBO Andrew Chase UGMA/NY
Common Stock
2022-11-04
4
S
0
1574
82.26
D
23361.941
D
Common Stock
2022-11-04
4
F
0
78
83.79
D
23283.941
D
Common Stock
5434.4185
I
by 401(k)/ISOP
Common Stock
3465.166
I
by ESOP
Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
/s/ Gregory J. Hartz
2022-11-07