0001127602-22-007952.txt : 20220303
0001127602-22-007952.hdr.sgml : 20220303
20220303152424
ACCESSION NUMBER: 0001127602-22-007952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220303
DATE AS OF CHANGE: 20220303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATTAGLIA PAUL J.
CENTRAL INDEX KEY: 0001491721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 22708325
MAIL ADDRESS:
STREET 1: C/O TOMPKINS FINANCIAL CORPORATION
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-03-01
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001491721
BATTAGLIA PAUL J.
TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA
NY
14851
1
Common Stock
2022-03-01
4
M
0
1710.251
0
A
3420.431
D
Common Stock
4784.1323
I
by Spouse
Phantom Stock
2022-03-01
4
M
0
1710.251
D
Common Stock
1710.251
8623.522
D
Includes change in beneficial ownership of 1710.251 shares from Indirect to Direct as a result of distribution pursuant to the Directors' Deferred Stock Retainer Agreement
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
/s/ Paul J. Battaglia
2022-03-02