0001127602-21-029743.txt : 20211129 0001127602-21-029743.hdr.sgml : 20211129 20211129145422 ACCESSION NUMBER: 0001127602-21-029743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTZ GREGORY J CENTRAL INDEX KEY: 0001384976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 211455672 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC. STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-19 0001005817 TOMPKINS FINANCIAL CORP TMP 0001384976 HARTZ GREGORY J TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres.&CEO Tompkins Trust Common Stock 2021-11-19 4 S 0 1934 82.89 D 24641.857 D Common Stock 2021-11-21 4 F 0 135 82.89 D 24506.857 D Common Stock 19.271 I As Custodian FBO Andrew Chase UGMA/NY Common Stock 5181.627 I by 401(k)/ISOP Common Stock 3201.185 I by ESOP Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. /s/ Gregory J. Hartz 2021-11-22