0001127602-20-028323.txt : 20201106 0001127602-20-028323.hdr.sgml : 20201106 20201106114558 ACCESSION NUMBER: 0001127602-20-028323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201104 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTI SUSAN M. CENTRAL INDEX KEY: 0001548384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 201293177 MAIL ADDRESS: STREET 1: C/O TOMPKINS FINANCIAL CORPORATION STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-04 0001005817 TOMPKINS FINANCIAL CORP TMP 0001548384 VALENTI SUSAN M. C/O TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 EVP, Corporate Marketing Common Stock 2020-11-04 4 F 0 83 55.26 D 12837.194 D Common Stock 757.401 I 401(K) ESOP Common Stock 1448.73 I By 401(K)/ISOP Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Susan M. Valenti 2020-11-05