0001127602-19-032486.txt : 20191112 0001127602-19-032486.hdr.sgml : 20191112 20191112153629 ACCESSION NUMBER: 0001127602-19-032486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191109 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fontaine Alyssa H CENTRAL INDEX KEY: 0001662747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 191208928 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-09 0001005817 TOMPKINS FINANCIAL CORP TMP 0001662747 Fontaine Alyssa H P.O. BOX 460 ITHACA NY 14851 1 EVP & General Counsel Common Stock 2019-11-09 4 F 0 216 88.83 D 3814.875 D Common Stock 237.805 I 401K/ESOP Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Includes shares acquired through reinvestment of quarterly dividends. Alyssa H. Fontaine 2019-11-12