0001127602-18-022943.txt : 20180709
0001127602-18-022943.hdr.sgml : 20180709
20180709133315
ACCESSION NUMBER: 0001127602-18-022943
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180705
FILED AS OF DATE: 20180709
DATE AS OF CHANGE: 20180709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEBER ALFRED J
CENTRAL INDEX KEY: 0001225242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 18944182
MAIL ADDRESS:
STREET 1: 5 FOXGLOVE LANE
CITY: READING
STATE: PA
ZIP: 19606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 460 THE COMMONS
CITY: ITHACA
STATE: NY
ZIP: 14851
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-07-05
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001225242
WEBER ALFRED J
C/O TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA
NY
14851
1
Phantom Stock
2018-07-05
4
A
0
90.973
87.93
A
Common Stock
90.973
2900.06
D
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Includes shares acquired through reinvestment of quarterly dividends.
/s/ Alfred J. Weber
2018-07-09