0001127602-17-031847.txt : 20171113
0001127602-17-031847.hdr.sgml : 20171110
20171113135129
ACCESSION NUMBER: 0001127602-17-031847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROMAINE STEPHEN S
CENTRAL INDEX KEY: 0001201525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 171195068
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 460 THE COMMONS
CITY: ITHACA
STATE: NY
ZIP: 14851
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: THE COMMONS
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-09
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001201525
ROMAINE STEPHEN S
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA
NY
14851
1
1
President & CEO
Common Stock
2017-11-09
4
A
0
4625
79.50
A
40469.052
D
Common Stock
8341.5
I
by 401(k)/ISOP
Common Stock
3825.89
I
by ESOP
Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
/s/ Stephen S. Romaine
2017-11-12