0001127602-16-038286.txt : 20160129
0001127602-16-038286.hdr.sgml : 20160129
20160129075908
ACCESSION NUMBER: 0001127602-16-038286
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160129
DATE AS OF CHANGE: 20160129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 460 THE COMMONS
CITY: ITHACA
STATE: NY
ZIP: 14851
BUSINESS PHONE: 6072733210
MAIL ADDRESS:
STREET 1: THE COMMONS
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Patricia A
CENTRAL INDEX KEY: 0001362027
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 161370990
MAIL ADDRESS:
STREET 1: C/O TOMPKINS TRUSTCO INC
STREET 2: P O BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2015-12-31
0
0
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001362027
Johnson Patricia A
TOMPKINS FINANCIAL CORPORATION
P.O. BOX 460
ITHACA
NY
14851
1
Common Stock Drip
122.948
D
Phantom Stock
Common Stock
2714.923
2714.923
D
Includes shares acquired through reinvestment of quarterly dividends.
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
/s/ Patricia A. Johnson
2016-01-20