0001127602-12-013890.txt : 20120416 0001127602-12-013890.hdr.sgml : 20120416 20120416163024 ACCESSION NUMBER: 0001127602-12-013890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120412 FILED AS OF DATE: 20120416 DATE AS OF CHANGE: 20120416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Kathleen M CENTRAL INDEX KEY: 0001323987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 12761478 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC. STREET 2: P O BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-04-12 0001005817 TOMPKINS FINANCIAL CORP TMP 0001323987 Rooney Kathleen M TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 1 EVP, Corp Marketing Officer Retired 3/31/2012 Common Stock 2012-03-09 5 L 0 E 134 A 1922 D Common Stock 2012-04-12 4 M 0 2000 37.28 A 3922 D Common Stock 2012-04-12 4 S 0 1900 39.69 D 2022 D Incentive Stock Option (Right to Buy) 37.2727 2012-04-12 4 M 0 2000 0 D 2017-11-29 Common Stock 2000 8846 D Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends. The stock option becomes exercisable in six annual installments commencing two years after the date of the grant. /s/ Linda M. Carlton, POA for Kathleen M. Rooney 2012-04-16