0001127602-12-013890.txt : 20120416
0001127602-12-013890.hdr.sgml : 20120416
20120416163024
ACCESSION NUMBER: 0001127602-12-013890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120412
FILED AS OF DATE: 20120416
DATE AS OF CHANGE: 20120416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rooney Kathleen M
CENTRAL INDEX KEY: 0001323987
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 12761478
MAIL ADDRESS:
STREET 1: C/O TOMPKINS TRUSTCO, INC.
STREET 2: P O BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 460 THE COMMONS
CITY: ITHACA
STATE: NY
ZIP: 14851
BUSINESS PHONE: 6072733210
MAIL ADDRESS:
STREET 1: THE COMMONS
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-04-12
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001323987
Rooney Kathleen M
TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA
NY
14851
1
1
EVP, Corp Marketing Officer
Retired 3/31/2012
Common Stock
2012-03-09
5
L
0
E
134
A
1922
D
Common Stock
2012-04-12
4
M
0
2000
37.28
A
3922
D
Common Stock
2012-04-12
4
S
0
1900
39.69
D
2022
D
Incentive Stock Option (Right to Buy)
37.2727
2012-04-12
4
M
0
2000
0
D
2017-11-29
Common Stock
2000
8846
D
Shares acquired through profit sharing, 401K contributions and reinvestment of quarterly cash dividends.
The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
/s/ Linda M. Carlton, POA for Kathleen M. Rooney
2012-04-16