0000950103-18-012033.txt : 20181015
0000950103-18-012033.hdr.sgml : 20181015
20181015162434
ACCESSION NUMBER: 0000950103-18-012033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181011
FILED AS OF DATE: 20181015
DATE AS OF CHANGE: 20181015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG BRUCE M
CENTRAL INDEX KEY: 0001005688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 181122482
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp96980_4-goldberg.xml
FORM 4
X0306
4
2018-10-11
0
0001616533
SMART Global Holdings, Inc.
SGH
0001005688
GOLDBERG BRUCE M
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
VP, Chief Legal Officer
Ordinary Shares
2018-10-11
4
M
0
3836
2.64
A
14727
D
Ordinary Shares
2018-10-11
4
S
0
400
28.51
D
14327
D
Ordinary Shares
2018-10-11
4
S
0
3436
30.26
D
10891
D
Employee Stock Options (right to buy)
2.64
2018-10-11
4
M
0
3836
0
D
2020-09-27
Ordinary Shares
3836
0
D
The transactions reported herein were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017 and modified on 04/07/2018 and 08/03/2018.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $28.15 to $29.03.The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.69 to $30.55. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
The option was granted on 09/28/2010 and was fully vested on 09/28/2014.
/s/ Bruce Goldberg
2018-10-15