0000950103-18-005698.txt : 20180501
0000950103-18-005698.hdr.sgml : 20180501
20180501194013
ACCESSION NUMBER: 0000950103-18-005698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180427
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG BRUCE M
CENTRAL INDEX KEY: 0001005688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18797182
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp90532_4-goldberg.xml
FORM 4
X0306
4
2018-04-27
0
0001616533
SMART Global Holdings, Inc.
SGH
0001005688
GOLDBERG BRUCE M
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
VP, Chief Legal Officer
Ordinary Shares
2018-04-27
4
M
0
2785
2.64
A
13676
D
Ordinary Shares
2018-04-27
4
S
0
2285
39.3202
D
11391
D
Ordinary Shares
2018-04-27
4
S
0
300
40.8100
D
11091
D
Ordinary Shares
2018-04-27
4
S
0
200
42.1500
D
10891
D
Employee Stock Options (right to buy)
2.64
2018-04-27
4
M
0
2785
0
D
2019-08-24
Ordinary Shares
2785
6381
D
The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.9600 to $39.9599. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.6200 to $41.6199. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.9800 to $42.9799. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.
/s/ Bruce Goldberg
2018-05-01