0000950103-18-003608.txt : 20180321
0000950103-18-003608.hdr.sgml : 20180321
20180321153834
ACCESSION NUMBER: 0000950103-18-003608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180319
FILED AS OF DATE: 20180321
DATE AS OF CHANGE: 20180321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG BRUCE M
CENTRAL INDEX KEY: 0001005688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 18704369
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp88418_4-goldberg.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-19
0
0001616533
SMART Global Holdings, Inc.
SGH
0001005688
GOLDBERG BRUCE M
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
VP, Chief Legal Officer
Ordinary Shares
2018-03-19
4
M
0
2500
2.64
A
13391
D
Ordinary Shares
2018-03-19
4
S
0
1300
41.9940
D
12091
D
Ordinary Shares
2018-03-19
4
S
0
300
42.8167
D
11791
D
Ordinary Shares
2018-03-19
4
S
0
200
43.9750
D
11591
D
Ordinary Shares
2018-03-19
4
S
0
600
45.3117
D
10991
D
Ordinary Shares
2018-03-19
4
S
0
100
45.6900
D
10891
D
Employee Stock Options (right to buy)
2.64
2018-03-19
4
M
0
2500
0
D
2019-08-24
Ordinary Shares
2500
9166
D
The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.37 to $45.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4
The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.
The reporting person's Form 4 filed on 2/27/18 incorrectly reported the expiration date of this option as 02/05/2024.
/s/ Bruce Goldberg
2018-03-21