0000950103-17-012216.txt : 20171206 0000950103-17-012216.hdr.sgml : 20171206 20171206174725 ACCESSION NUMBER: 0000950103-17-012216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171206 DATE AS OF CHANGE: 20171206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG BRUCE M CENTRAL INDEX KEY: 0001005688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 171243106 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp83918_4-goldberg.xml FORM 4 X0306 4 2017-12-04 0 0001616533 SMART Global Holdings, Inc. SGH 0001005688 GOLDBERG BRUCE M C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 VP, Chief Legal Officer Ordinary Shares 2017-12-04 4 S 0 11128 32.10 D 11690 D The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount. Includes restricted stock units. This total has been corrected to reflect an inadvertent overstatement by 20 shares in the amount reported in the reporting person's Form 3 filed May 23, 2017. /s/ Bruce Goldberg 2017-12-05