-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LdQVq4yvq8BmS5cUPex7v8AKQYSM2U9BotS8QUu9rsiFITgZuyaJYq50xF/pRKFY EWl5lakOxocpDWGX25drPA== 0001181431-09-051465.txt : 20091112 0001181431-09-051465.hdr.sgml : 20091111 20091112210556 ACCESSION NUMBER: 0001181431-09-051465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL LP CENTRAL INDEX KEY: 0001005669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178914 BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL LEADERSHIP FUND LP CENTRAL INDEX KEY: 0001124784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178913 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001205502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178915 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FC LEADERSHIP MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001205504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178911 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC CENTRAL INDEX KEY: 0001279847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178912 BUSINESS ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW RD #200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6506140500 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW RD #200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundation Capital Entrepreneurs Fund, LLC CENTRAL INDEX KEY: 0001403726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178910 BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-614-0500 MAIL ADDRESS: STREET 1: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd257114.xml FORM 4 SHOR FC1 FCL 11/12/2009 X0303 4 2009-11-12 0 0001388133 ShoreTel Inc SHOR 0001205502 FOUNDATION CAPITAL MANAGEMENT CO LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001005669 FOUNDATION CAPITAL LP 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001124784 FOUNDATION CAPITAL LEADERSHIP FUND LP 70 WILLOW ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001279847 FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC 70 WILLOW ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001205504 FC LEADERSHIP MANAGEMENT CO LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 0001403726 Foundation Capital Entrepreneurs Fund, LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 Common Stock 2009-11-10 4 S 0 341000 5.90 D 3757394 I Foundation Capital, LP Common Stock 2009-11-10 4 S 0 25000 5.90 D 430375 I Foundation Capital Entrepreneurs Fund, LLC Common Stock 2009-11-10 4 S 0 131000 5.90 D 2072148 I Foundation Capital Leadership Fund, LP Common Stock 2009-11-10 4 S 0 3000 5.90 D 55762 I Foundation Capital Leadership Principals Fund, LLC Foundation Capital Management Co., LLC is the General Partner of Foundation Capital, L.P. and the Manager of Foundation Capital Entrepreneurs Fund, LLC. Jim Anderson, William Elmore, Kathryn Gould and Paul Koontz are the Managing Members of Foundation Capital Management Co., LLC and are deemed to share voting and investment control over the shares held by Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Mr. Anderson, Mr. Elmore, Ms. Gould, and Mr. Koontz each disclaim beneficial ownership of the shares except to the extent of his or her direct pecuniary interest therein. FC Leadership Management Co., LLC is the General Partner of Foundation Capital Leadership Fund, L.P. and the Manager of Foundation Capital Leadership Principals Fund, LLC. William Elmore, Kathryn Gould, Adam Grosser, Paul Koontz and Mike Schuh are the Managing Members of FC Leadership Management Co., LLC and are deemed to share voting and investment control over the shares held by Foundation Capital Leadership Fund, L.P. and Foundation Capital Leadership Principals Fund, LLC. Mr. Elmore, Ms. Gould, Mr. Grosser, Mr. Koontz, and Mr. Schuh each disclaim beneficial ownership of the shares except to the extent of his or her direct pecuniary interest therein. /s/ Gail M. Haney as attorney-in-fact 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----