-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNT3ILPpQWDEJoFW+w7mm8noYidvDWlBe6H27Z0yiJ8LY/JZKfWqUQZygpQJ/iYc p0ZX0Oje+HvXrXBpRm8DvA== 0001181431-07-016862.txt : 20070305 0001181431-07-016862.hdr.sgml : 20070305 20070305152046 ACCESSION NUMBER: 0001181431-07-016862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070301 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRIS PETER J CENTRAL INDEX KEY: 0001005561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 07671062 BUSINESS ADDRESS: BUSINESS PHONE: 4102440115 MAIL ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VONAGE HOLDINGS CORP CENTRAL INDEX KEY: 0001272830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 113547680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 BUSINESS PHONE: 732-528-2600 MAIL ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 4 1 rrd149918.xml X0202 4 2007-03-01 0 0001272830 VONAGE HOLDINGS CORP VG 0001005561 BARRIS PETER J 1119 ST. PAUL STREET BALTIMORE MD 21202 1 0 1 0 Common Stock 2007-03-01 4 A 0 3750 0 A 11250 D Common Stock 21092317 I See Note 1 Common Stock 6838051 I See Note 2 Director Stock Option (Right to Buy) 5.21 2007-03-01 4 A 0 3750 0 A 2007-06-01 2017-03-01 Common Stock 3750 3750 D The Reporting Person is a general partner of NEA Partners 10, Limited Partnership, which is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), the beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the securities held by NEA 10, except to the extent of his pecuniary interest therein. The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("New Enterprise Associates 11"), the beneficial owner of the securities. The Reporting Person disclaims ownership within the meaning of Section 16 of the Securities and Exchange Act of 1934, as amended of the securities held by New Enterprise Associates 11, except to the extent of his pecuniary interest therein. The options vest in equal quarterly installments over a period of twelve months beginning June 1, 2007. In addition to the shares reported herein, (i) the Reporting Person holds a stock option granted on August 1, 2004 for 125,000 shares of Common Stock, a stock option granted on September 1, 2005 for 62,500 shares of Common Stock, a stock option granted on December 1, 2005 for 8,929 shares of Common Stock, a stock option granted on March 1, 2006 for 8,929 shares of Common Stock, a stock option granted on September 1, 2006 for 3,750 shares of Common Stock, and a stock option granted on December 1, 2006 for 3,750 shares of Common Stock, (ii) New Enterprise Associates 10, Limited Partnership ("NEA 10") owns (a) 21,092,317 shares of Common Stock and (b) a convertible note for $11,416,250 convertible at a rate of $14.22 per share of Common Stock and (iii) New Enterprise Associates 11, L.P. ("NEA 11") owns (a) 6,838,051 shares of Common Stock and (b) a convertible note for $3,805,416.67 convertible at a rate of $14.22 per share of Common Stock. Also, NEA Ventures 2003, L.P. owns 21 ,428 shares of Common Stock of the Issuer as a result of the conversion of the Series B Preferred Stock. The Reporting Person does not have voting nor dispositive powers over any such shares held by NEA Ventures 2003, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of such portion of those shares in which the Reporting Person has no actual pecuniary interest therein. /s/ Louis S. Citron, attorney-in-fact 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----