-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TB/vU7+ot+YvUDjIVyEF4vRoeA+LBQZgVJp8P4F6jrHk8gIY9Spx1TTz2WMPaMfy V4qnsof/FVlldA4n/Z0RGg== 0000950117-05-000665.txt : 20050218 0000950117-05-000665.hdr.sgml : 20050218 20050218163605 ACCESSION NUMBER: 0000950117-05-000665 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20050218 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COOLBRANDS INTERNATIONAL INC CENTRAL INDEX KEY: 0001005531 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 000000000 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27476 FILM NUMBER: 05628025 BUSINESS ADDRESS: STREET 1: 8300 WOODBINE AVE 5TH FL STREET 2: MARKHAM ONTARIO CITY: CANADA L3R 9Y7 STATE: A6 BUSINESS PHONE: 5167379700 MAIL ADDRESS: STREET 1: 8300 WOODBINE AVENUE STREET 2: MARKHAM ONTARIO CITY: CANADA L3R 9Y7 STATE: A6 ZIP: L3R 9Y7 FORMER COMPANY: FORMER CONFORMED NAME: YOGEN FRUZ WORLD WIDE INC DATE OF NAME CHANGE: 19960103 6-K 1 a39284.txt COOLBRANDS INTERNATIONAL INC. FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February, 2005 Commission File No. 000-27476 CoolBrands International Inc. (Translation of registrant's name into English) 8300 Woodbine Avenue, Markham, Ontario Canada L3R 9Y7 (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F [ ] Form 40-F [X] Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1)________ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7)________ Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes [ ] No [X] If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-_________ SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COOLBRANDS INTERNATIONAL INC. Date: February 18, 2005 By: /s/ Aaron Serruya ----------------------------------- Name: Aaron Serruya Title: Executive Vice President INDEX TO EXHIBITS 99.1 Registrant's Press Release with regard to the end of distribution of Weight Watchers Smart Ones Frozen Novelty Products as of May 1, 2005 99.2 Amendment to Management Information Circular and Notice of Meeting dated February 16, 2005 99.3 Amended Proxy Solicited by Management for use at the Annual Meeting of Shareholders to be held on February 25, 2005 and the confirmatory Meeting of Shareholders to be held on March 11, 2005 STATEMENT OF DIFFERENCES The registered trademark symbol shall be expressed as................. 'r' EX-99 2 ex99-1.txt EXHIBIT 99.1 EXHIBIT 99.1 NEWS FROM: COOLBRANDS INTERNATIONAL, INC. FOR IMMEDIATE RELEASE: FEBRUARY 18, 2005 COOLBRANDS INTERNATIONAL, INC. TO END DISTRIBUTION OF WEIGHT WATCHERS'r' SMART ONES'r' FROZEN NOVELTY PRODUCTS AS OF MAY 1, 2005 Toronto, Canada, February 18, 2005 - As part of a settlement agreement, CoolBrands International, Inc. (TSX: COB.SV.A) will no longer manufacture, sell, market or distribute ice cream and frozen novelty products using Weight Watchers'r' and Smart Ones'r' trademarks as of May 1, 2005. The settlement was reached between CoolBrands International, Inc., Weight Watchers International, Inc. (NYSE: WTW), and Wells' Dairy, Inc., thus concluding the pending litigation among the parties. Wells' Dairy, Inc. is the exclusive licensee for the extensive line of ice cream and frozen novelties sold under the Weight Watchers'r' brand. For More Information Contact: U.S. and International Canada Jeremy Fielding/Jon Morgan Robin Sears Kekst and Company Navigator Ltd. (212) 521 4800 (416) 642-6437 About CoolBrands International: CoolBrands International competes in the consumer products and franchising segments of the frozen dessert industry, marketing a diverse range of frozen dessert products under nationally and internationally recognized brand names. CoolBrands competes in the fast-growing "Better-for-You" ice cream category with offerings such as fat free, non-dairy Whole Fruit Sorbet and Atkins Endulge controlled carbohydrate super premium ice cream. New "Better-for-You" offerings by CoolBrands include No Pudge! Branded frozen snacks and a line of "Better-for-Kids" frozen snacks sold under the Crayola, Justice League, Snapple, Care Bears and Trix Pops brands. CoolBrands also competes in the super premium ice cream category with the Dreamery Ice Cream and Godiva Ice Cream brands. In addition, CoolBrands markets a wide variety of "all family" premium ice creams and frozen snacks under brand names including Eskimo Pie, Chipwich, Tropicana, Welch's, Yoplait and Welch's. CoolBrands' subsidiary, Eskimo Pie Frozen Distribution, operates a "direct store door" (DSD) ice cream distribution system in selected markets in the U.S., serving these CoolBrands products and a growing family of Partner Brands to supermarkets, convenience stores and other retail customers. CoolBrands' subsidiary, Americana Foods, is a leading U.S. manufacturer and supplier of soft serve mixes, packaged ice cream, frozen yogurt and sorbet products, frozen snacks and other food products to well known national retailers, food companies and restaurant chains. CoolBrands' Foodservice Division manufactures and sells premium soft serve ice cream and frozen yogurt to the foodservice industry. CoolBrands' Dairy Components Division manufactures and sells a full line of quality flavours, chocolate coatings, fudge sauces, powders for chocolate milk, egg nog bases and other ingredients and flexible packaging products for use in private label dairy products in addition to the Company's brands. CoolBrands' Franchising Division franchises and licenses frozen dessert outlets operated under a Family of Brands including Tropicana Smoothies, Juices & More, Swensen's Ice Cream, I Can't Believe It's Yogurt, Yogen Fruz, Bresler's Premium Ice Cream, Golden Swirl and Ice Cream Churn, with company owned, franchised and non-traditional partnership locations around the world. For more information about CoolBrands, visit www.coolbrandsinc.com. This press release includes certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding, among other things, statements relating to goals, plans and projections regarding the Company's financial position and business strategy. These statements may be identified by the fact that they use such words as "anticipate," "estimate," "expect," "intend," "plan," "believe," and other words and terms of similar meaning in connection with any discussion of future operating or financial performance. Such forward-looking statements are based on current expectations and involve inherent risks and uncertainties, including factors that could delay, divert or change any of them, and could cause actual outcomes and results to differ materially from current expectations. These factors include, among other things, market factors, competitive product development and promotional activity, the level of consumer interest in the Company's products, product costing, the weather, the performance of management, including management's ability to implement its plans as contemplated, the Company's relationship with its customers, franchisees, licensees and licensors, governmental regulations and legislation and litigation. The Company undertakes no obligation to publicly update any forward-looking statement, whether as a result of new information, future events or otherwise. EX-99 3 ex99-2.txt EXHIBIT 99.2 EXHIBIT 99.2 AMENDMENT TO MANAGEMENT INFORMATION CIRCULAR AND NOTICE OF MEETING TO: ALL SHAREHOLDERS OF COOLBRANDS INTERNATIONAL INC. The Management Information Circular of CoolBrands International Inc. (the "Company") dated January 17, 2005 in respect of a meeting of shareholders to be held on February 25, 2005 is hereby amended to provide that Richard Smith, Irwin Simon and Mark Stevens will not be standing for election as directors, and that L. Joshua Sosland will be standing for election as a director. Accordingly, nine nominees will be proposed at the meeting to be held February 25, 2005: Robert E. Baker, Joseph Binder, Beth Bronner, Romeo DeGasperis, Aaron Serruya, Michael Serruya, David M. Smith, Joshua Sosland and David J. Stein. The election of Robert E. Baker, Joseph Binder, and Beth Bronner shall be conditional upon the enactment of the special resolution attached as Exhibit "A" (which will be put to the shareholders at the meeting to be held February 25, 2005) and whose election shall be effective upon and not before such passage. The special resolution must also be passed at a confirmatory general meeting as required by Section 87(1) of the Companies Act (Nova Scotia), which will be held on Friday, March 11, 2005 at 10:00 a.m. (Toronto time) to confirm the special resolution (if such resolution is approved by three-quarters of votes present at the annual meeting). The confirmatory meeting will be held at the offices of the Company at 8300 Woodbine Avenue, 5th Floor, Markham, Ontario, L3R 9V7. A revised form of proxy is enclosed for use in connection with the meetings. Holders of multiple voting shares and subordinate voting shares who are unable to attend the meetings in person are requested to sign and return the form of proxy in the envelope provided for that purpose. To be effective, proxies must be received before 5:00 p.m. (Toronto time) on February 24, 2005 by Equity Transfer Services Inc., 120 Adelaide Street West, Suite 420, Toronto, Ontario, M5H 3V1, or by facsimile at 416-361-0470, or by the close of business on the business day preceding the date of any adjourned or postponed meeting, or be presented prior to the commencement of the meeting or any adjourned or postponed meeting. Proxies received following the meeting to be held on February 25, 2005, and prior to 5:00 p.m. (Toronto time) on the business day prior to the March 11, 2005 confirmatory meeting will be voted at the confirmatory meeting to be held March 11, 2005 with respect to item (a) set forth in the revised form of proxy. Only shareholders of record at the close of business on January 17, 2005 are entitled to notice of the meetings and any adjournment or postponement thereof, while only shareholders of record as of the close of business on January 17, 2005 are entitled to vote at the meetings, except to the extent that a person has transferred any multiple voting shares or subordinate voting shares after that date and the new holder of such shares establishes proper ownership and demands not later than 10 days before the date of the meeting to be included in the list of shareholders eligible to vote at the meetings. Proxies previously delivered will be voted as substituted. DATED at Markham, Ontario this 16th day of February, 2005 BY ORDER OF THE BOARD OF DIRECTORS /s/ Aaron Serruya ------------------------------------ EXHIBIT "A" BE IT RESOLVED AS A SPECIAL RESOLUTION THAT the articles of association of the Company be amended (i) by deleting Article 63 therefrom and substituting therefor, as Article 63, the following, effective immediately, Unless otherwise determined by resolution of shareholders, the number of directors shall not be less than five or more than fifteen. and (ii) by deleting Article 65 therefrom and substituting therefor, as Article 65, the following, effective immediately, The continuing directors may act notwithstanding any vacancy in their body, but if their number falls below the minimum permitted, the directors shall not, except in emergencies or for the purpose of filling vacancies, act so long as their number is below the minimum. and that the amendment of the articles of association of the Company shall not in any way prejudice or affect any acts, matters or things done or performed by the shareholders, directors, officers or agents of the Company pursuant hereto. EX-99 4 ex99-3.txt EXHIBIT 99.3 EXHIBIT 99.3 COOLBRANDS INTERNATIONAL INC. AMENDED PROXY SOLICITED BY MANAGEMENT FOR USE AT THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON FEBRUARY 25, 2005 AND THE CONFIRMATORY MEETING OF SHAREHOLDERS TO BE HELD ON MARCH 11, 2005 The undersigned shareholder of COOLBRANDS INTERNATIONAL INC. (the "Corporation") hereby appoints Michael Serruya, Co-Chairman of the Corporation, or failing him, Aaron Serruya, a director of the Corporation, or in lieu of the foregoing as nominee of the undersigned to attend, act and vote for the undersigned at the annual meeting of shareholders of the Corporation to be held on February 25, 2005 and at any adjournments or postponements thereof, as well as (with respect to item (a) only), the confirmatory meeting of shareholders to be held on March 11, 2005 and at any adjournments or postponements thereof (each a "meeting"). The undersigned specifies that all of the voting shares owned by him and represented by this form of proxy shall be: (a) VOTED FOR [ ] VOTED AGAINST [ ] in respect of the special resolution attached as Exhibit "A" to the Amendment to Management Information Circular and Notice of Meeting dated February 16, 2005 (b) VOTED FOR [ ] WITHHELD FROM VOTING [ ] in respect of the election as directors of those persons listed below; Robert E. Baker, Joseph Binder, Beth L. Bronner, Romeo DeGasperis, Aaron Serruya, Michael Serruya, David M. Smith, Joshua Sosland, David J. Stein (c) VOTED FOR [ ] WITHHELD FROM VOTING [ ] in respect of the appointment of BDO Dunwoody LLP as auditor and authorizing the directors to fix the auditor's remuneration; (d) VOTED at the discretion of the proxy nominee on any other matters as may be properly come before the meeting or any adjournments or postponements thereof; If an amendment or variation to matters identified in the notice of meeting are proposed at the meetings or any adjournments or postponements thereof or if any other matters properly come before the meetings or any adjournment or postponements thereof, this proxy confers discretionary authority to vote on such amendments or variations or on such other matters according to the best judgment of the person voting the proxy at the meetings or any adjournments or postponements thereof. This proxy is solicited on behalf of the management of the Corporation. A shareholder has the right to appoint a person to represent him and to attend and act for him on his behalf at the meeting other than the nominees designated above and may exercise such right by inserting the name of his nominee in the space provided above for that purpose. The undersigned hereby revokes any proxy previously given: DATED the ______________ day of __________________ , 2005. ---------------------------------------------- Name of Shareholder (Please Print) ---------------------------------------------- Signature of Shareholder NOTES: 1. The shares represented by this proxy will be voted or withheld from voting on any ballot that may be called in accordance with the foregoing directions and, if the shareholder specifies a choice with respect to any matter to be acted upon, the shares will be voted accordingly. In the event that no specification has been made with respect to voting or withholding from voting in respect of the election of directors, or the appointment of the auditor and the authorization of the directors to fix the remuneration of the auditor, the proxy nominees are instructed to vote the shares represented by this proxy in favour of such matters. 2. This proxy form must be signed and dated by the shareholder or his attorney authorized in writing, or, if the shareholder is a corporation, by any officer or attorney thereof duly authorized. If the proxy form is not dated in the space provided it is deemed to bear the date on which it is mailed to the Corporation. 3. Properly executed forms of proxy must be received before 5:00p.m. (Toronto time) on February 24, 2005 by Equity Transfer Services Inc., 120 Adelaide Street West, Suite 420, Toronto, Ontario, M5H 3V1 or by facsimile at 416-361-0470, or by the close of business on the business day preceding the day of the meetings or any adjourned or postponed meetings thereof (excluding Saturdays, Sundays and holidays). Proxies received following the meeting to be held on February 25, 2005, and prior to 5:00 p.m. (Toronto time) on the business day prior to the March 11, 2005 confirmatory meeting will be voted at the confirmatory meeting to be held on March 11, 2005 with respect to item (a) set forth in this form of proxy. -----END PRIVACY-ENHANCED MESSAGE-----