0001005441-22-000002.txt : 20220128 0001005441-22-000002.hdr.sgml : 20220128 20220128163928 ACCESSION NUMBER: 0001005441-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 EFFECTIVENESS DATE: 20220128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avantax Planning Partners, Inc. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 22569487 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. DATE OF NAME CHANGE: 20170412 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 12-31-2021 12-31-2021 Avantax Planning Partners, Inc.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes 5635822855 Chris Kobes Dubuque IA 01-28-2022 0 355 31163226 false INFORMATION TABLE 2 CustomReport.xml 3-D SYS CORP DEL COM NEW 88554D205 345 16000 SH SOLE 0 0 16000 3M CO COM 88579Y101 3666 20640 SH SOLE 0 0 20640 ABBOTT LABS COM 002824100 4416 31376 SH SOLE 0 0 31376 ABBVIE INC COM 00287Y109 3860 28511 SH SOLE 0 0 28511 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1744 4208 SH SOLE 0 0 4208 ADOBE SYSTEMS INCORPORATED COM 00724F101 1816 3203 SH SOLE 0 0 3203 ADVANCED MICRO DEVICES INC COM 007903107 341 2368 SH SOLE 0 0 2368 AFLAC INC COM 001055102 361 6188 SH SOLE 0 0 6188 ALLIANT ENERGY CORP COM 018802108 1013 16482 SH SOLE 0 0 16482 ALLSTATE CORP COM 020002101 424 3605 SH SOLE 0 0 3605 ALPHABET INC CAP STK CL A 02079K305 4418 1525 SH SOLE 0 0 1525 ALPHABET INC CAP STK CL C 02079K107 1869 646 SH SOLE 0 0 646 ALPS ETF TR INTL SEC DV DOG 00162Q718 8725 312960 SH SOLE 0 0 312960 ALTRIA GROUP INC COM 02209S103 2442 51525 SH SOLE 0 0 51525 AMAZON COM INC COM 023135106 4715 1414 SH SOLE 0 0 1414 AMERICAN ELEC PWR CO INC COM 025537101 385 4324 SH SOLE 0 0 4324 AMERICAN EXPRESS CO COM 025816109 383 2340 SH SOLE 0 0 2340 AMERICAN TOWER CORP NEW COM 03027X100 1196 4089 SH SOLE 0 0 4089 AMGEN INC COM 031162100 1010 4491 SH SOLE 0 0 4491 ANNALY CAPITAL MANAGEMENT IN COM 035710409 148 18965 SH SOLE 0 0 18965 ANTHEM INC COM 036752103 360 776 SH SOLE 0 0 776 APPLE INC COM 037833100 26693 150323 SH SOLE 0 0 150323 APPLIED MATLS INC COM 038222105 1500 9535 SH SOLE 0 0 9535 ARCHER DANIELS MIDLAND CO COM 039483102 1456 21536 SH SOLE 0 0 21536 ASENSUS SURGICAL INC COM 04367G103 14 12936 SH SOLE 0 0 12936 AT&T INC COM 00206R102 2015 81905 SH SOLE 0 0 81905 AUTOMATIC DATA PROCESSING IN COM 053015103 1031 4181 SH SOLE 0 0 4181 BALL CORP COM 058498106 324 3368 SH SOLE 0 0 3368 BAXTER INTL INC COM 071813109 275 3204 SH SOLE 0 0 3204 BAYFIRST FINANCIAL CORP COM 07279B104 754 33112 SH SOLE 0 0 33112 BECTON DICKINSON & CO COM 075887109 323 1283 SH SOLE 0 0 1283 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4971 16624 SH SOLE 0 0 16624 BIOLASE INC COM NEW 090911207 23 60000 SH SOLE 0 0 60000 BK OF AMERICA CORP COM 060505104 1407 31624 SH SOLE 0 0 31624 BLACK HILLS CORP COM 092113109 1907 27027 SH SOLE 0 0 27027 BLACKROCK INC COM 09247X101 4137 4519 SH SOLE 0 0 4519 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 289 20644 SH SOLE 0 0 20644 BLACKROCK MUNIYIELD FD INC COM 09253W104 266 18102 SH SOLE 0 0 18102 BLACKROCK MUNIYILD QULT FD I COM 09254F100 256 15878 SH SOLE 0 0 15878 BLACKSTONE INC COM 09260D107 577 4461 SH SOLE 0 0 4461 BLOCK INC CL A 852234103 378 2341 SH SOLE 0 0 2341 BOEING CO COM 097023105 2158 10721 SH SOLE 0 0 10721 BOOKING HOLDINGS INC COM 09857L108 233 97 SH SOLE 0 0 97 BP PLC SPONSORED ADR 055622104 302 11331 SH SOLE 0 0 11331 BRISTOL-MYERS SQUIBB CO COM 110122108 2125 34087 SH SOLE 0 0 34087 BROADCOM INC COM 11135F101 3768 5662 SH SOLE 0 0 5662 CAESARS ENTERTAINMENT INC NE COM 12769G100 1564 16727 SH SOLE 0 0 16727 CAMBIUM NETWORKS CORP SHS G17766109 213 8296 SH SOLE 0 0 8296 CARNIVAL CORP COMMON STOCK 143658300 205 10207 SH SOLE 0 0 10207 CARRIER GLOBAL CORPORATION COM 14448C104 360 6639 SH SOLE 0 0 6639 CASEYS GEN STORES INC COM 147528103 337 1705 SH SOLE 0 0 1705 CATERPILLAR INC COM 149123101 3795 18355 SH SOLE 0 0 18355 CELANESE CORP DEL COM 150870103 456 2712 SH SOLE 0 0 2712 CENTERSPACE COM 15202L107 262 2364 SH SOLE 0 0 2364 CHEVRON CORP NEW COM 166764100 3659 31184 SH SOLE 0 0 31184 CHUBB LIMITED COM H1467J104 285 1475 SH SOLE 0 0 1475 CISCO SYS INC COM 17275R102 2176 34335 SH SOLE 0 0 34335 CITIGROUP INC COM NEW 172967424 1758 29111 SH SOLE 0 0 29111 CLOROX CO DEL COM 189054109 535 3069 SH SOLE 0 0 3069 COCA COLA CO COM 191216100 6531 110303 SH SOLE 0 0 110303 COHEN & STEERS SELECT PFD & COM 19248Y107 252 9400 SH SOLE 0 0 9400 COLGATE PALMOLIVE CO COM 194162103 829 9719 SH SOLE 0 0 9719 COMCAST CORP NEW CL A 20030N101 841 16715 SH SOLE 0 0 16715 CONCENTRIX CORP COM 20602D101 358 2002 SH SOLE 0 0 2002 CONFORMIS INC COM 20717E101 11 14981 SH SOLE 0 0 14981 CONOCOPHILLIPS COM 20825C104 520 7198 SH SOLE 0 0 7198 CONSOLIDATED EDISON INC COM 209115104 242 2833 SH SOLE 0 0 2833 CONSTELLATION BRANDS INC CL A 21036P108 438 1746 SH SOLE 0 0 1746 CONTRAFECT CORP COM NEW 212326300 39 15000 SH SOLE 0 0 15000 CORTEVA INC COM 22052L104 298 6299 SH SOLE 0 0 6299 COSTCO WHSL CORP NEW COM 22160K105 2882 5077 SH SOLE 0 0 5077 CROWN CASTLE INTL CORP NEW COM 22822V101 480 2301 SH SOLE 0 0 2301 CSX CORP COM 126408103 552 14694 SH SOLE 0 0 14694 CUMMINS INC COM 231021106 257 1180 SH SOLE 0 0 1180 CVS HEALTH CORP COM 126650100 1444 13997 SH SOLE 0 0 13997 DANAHER CORPORATION COM 235851102 1322 4018 SH SOLE 0 0 4018 DEERE & CO COM 244199105 3913 11411 SH SOLE 0 0 11411 DELTA AIR LINES INC DEL COM NEW 247361702 222 5677 SH SOLE 0 0 5677 DIGITAL RLTY TR INC COM 253868103 280 1582 SH SOLE 0 0 1582 DIGITAL WORLD ACQUISITION CO CLASS A COM 25400Q105 321 6245 SH SOLE 0 0 6245 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 227 3791 SH SOLE 0 0 3791 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 785 15182 SH SOLE 0 0 15182 DISCOVER FINL SVCS COM 254709108 229 1981 SH SOLE 0 0 1981 DISNEY WALT CO COM 254687106 2230 14400 SH SOLE 0 0 14400 DNP SELECT INCOME FD INC COM 23325P104 190 17489 SH SOLE 0 0 17489 DOLLAR GEN CORP NEW COM 256677105 209 887 SH SOLE 0 0 887 DOW INC COM 260557103 492 8668 SH SOLE 0 0 8668 DUKE ENERGY CORP NEW COM NEW 26441C204 2775 26453 SH SOLE 0 0 26453 DUPONT DE NEMOURS INC COM 26614N102 488 6036 SH SOLE 0 0 6036 EATON CORP PLC SHS G29183103 643 3723 SH SOLE 0 0 3723 ECOARK HLDGS INC COM NEW 27888N307 65 29324 SH SOLE 0 0 29324 ECOLAB INC COM 278865100 238 1016 SH SOLE 0 0 1016 EDWARDS LIFESCIENCES CORP COM 28176E108 339 2616 SH SOLE 0 0 2616 EMERSON ELEC CO COM 291011104 2551 27436 SH SOLE 0 0 27436 ENBRIDGE INC COM 29250N105 384 9830 SH SOLE 0 0 9830 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 171 20758 SH SOLE 0 0 20758 EXELON CORP COM 30161N101 315 5451 SH SOLE 0 0 5451 EXXON MOBIL CORP COM 30231G102 4997 81668 SH SOLE 0 0 81668 FASTENAL CO COM 311900104 1329 20754 SH SOLE 0 0 20754 FEDEX CORP COM 31428X106 304 1176 SH SOLE 0 0 1176 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 5807 101912 SH SOLE 0 0 101912 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 207 1987 SH SOLE 0 0 1987 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 208 2462 SH SOLE 0 0 2462 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 346 2924 SH SOLE 0 0 2924 FORD MTR CO DEL COM 345370860 658 31686 SH SOLE 0 0 31686 GARMIN LTD SHS H2906T109 348 2554 SH SOLE 0 0 2554 GENERAL DYNAMICS CORP COM 369550108 730 3504 SH SOLE 0 0 3504 GENERAL ELECTRIC CO COM NEW 369604301 354 3747 SH SOLE 0 0 3747 GENERAL MLS INC COM 370334104 855 12696 SH SOLE 0 0 12696 GENERAL MTRS CO COM 37045V100 233 3967 SH SOLE 0 0 3967 GENUINE PARTS CO COM 372460105 263 1874 SH SOLE 0 0 1874 GILEAD SCIENCES INC COM 375558103 205 2829 SH SOLE 0 0 2829 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 334 7571 SH SOLE 0 0 7571 GLOBAL PMTS INC COM 37940X102 283 2093 SH SOLE 0 0 2093 H & E EQUIPMENT SERVICES INC COM 404030108 255 5770 SH SOLE 0 0 5770 HEARTLAND FINL USA INC COM 42234Q102 8425 166462 SH SOLE 0 0 166462 HERITAGE INSURANCE HLDGS INC COM 42727J102 522 88707 SH SOLE 0 0 88707 HEWLETT PACKARD ENTERPRISE C COM 42824C109 201 12761 SH SOLE 0 0 12761 HOME DEPOT INC COM 437076102 6160 14842 SH SOLE 0 0 14842 HONEYWELL INTL INC COM 438516106 787 3774 SH SOLE 0 0 3774 HORMEL FOODS CORP COM 440452100 361 7386 SH SOLE 0 0 7386 IBIO INC COM NEW 451033203 14 25000 SH SOLE 0 0 25000 ILLINOIS TOOL WKS INC COM 452308109 1378 5584 SH SOLE 0 0 5584 INGERSOLL RAND INC COM 45687V106 261 4218 SH SOLE 0 0 4218 INSPIRE MED SYS INC COM 457730109 723 3143 SH SOLE 0 0 3143 INTEL CORP COM 458140100 3327 64595 SH SOLE 0 0 64595 INTERNATIONAL BUSINESS MACHS COM 459200101 4627 34620 SH SOLE 0 0 34620 INTUIT COM 461202103 848 1318 SH SOLE 0 0 1318 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 302 4406 SH SOLE 0 0 4406 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1759 117269 SH SOLE 0 0 117269 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E115 318 5441 SH SOLE 0 0 5441 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1207 7028 SH SOLE 0 0 7028 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 204 1256 SH SOLE 0 0 1256 INVESCO QQQ TR UNIT SER 1 46090E103 4238 10652 SH SOLE 0 0 10652 ISHARES INC MSCI ISRAEL ETF 464286632 321 4115 SH SOLE 0 0 4115 ISHARES INC CORE MSCI EMKT 46434G103 17142 286365 SH SOLE 0 0 286365 ISHARES SILVER TR ISHARES 46428Q109 363 16867 SH SOLE 0 0 16867 ISHARES TR RUSSELL 3000 ETF 464287689 304 1095 SH SOLE 0 0 1095 ISHARES TR ISHARES BIOTECH 464287556 258 1691 SH SOLE 0 0 1691 ISHARES TR RUS 1000 VAL ETF 464287598 10367 61733 SH SOLE 0 0 61733 ISHARES TR CORE S&P MCP ETF 464287507 1719 6072 SH SOLE 0 0 6072 ISHARES TR MSCI EMG MKT ETF 464287234 8223 168327 SH SOLE 0 0 168327 ISHARES TR SHRT NAT MUN ETF 464288158 9405 87597 SH SOLE 0 0 87597 ISHARES TR IBONDS DEC23 ETF 46434VAX8 424 16531 SH SOLE 0 0 16531 ISHARES TR SELECT DIVID ETF 464287168 909 7413 SH SOLE 0 0 7413 ISHARES TR EAFE VALUE ETF 464288877 3925 77901 SH SOLE 0 0 77901 ISHARES TR EAFE GRWTH ETF 464288885 1160 10520 SH SOLE 0 0 10520 ISHARES TR GLOBAL TECH ETF 464287291 313 4863 SH SOLE 0 0 4863 ISHARES TR RUS MD CP GR ETF 464287481 15285 132657 SH SOLE 0 0 132657 ISHARES TR MBS ETF 464288588 214 1994 SH SOLE 0 0 1994 ISHARES TR IBONDS DEC2023 46435G318 1198 46207 SH SOLE 0 0 46207 ISHARES TR IBONDS DEC2022 46435G755 1210 46438 SH SOLE 0 0 46438 ISHARES TR IBONDS DEC24 ETF 46434VBG4 423 16326 SH SOLE 0 0 16326 ISHARES TR U.S. FIXED INCME 46435U796 889 8919 SH SOLE 0 0 8919 ISHARES TR NATIONAL MUN ETF 464288414 49169 422854 SH SOLE 0 0 422854 ISHARES TR IBONDS DEC25 ETF 46434VBD1 424 16042 SH SOLE 0 0 16042 ISHARES TR S&P 500 VAL ETF 464287408 2101 13413 SH SOLE 0 0 13413 ISHARES TR CORE MSCI EAFE 46432F842 654 8757 SH SOLE 0 0 8757 ISHARES TR RUS 1000 GRW ETF 464287614 4082 13358 SH SOLE 0 0 13358 ISHARES TR CORE S&P500 ETF 464287200 1042 2185 SH SOLE 0 0 2185 ISHARES TR RUS MDCP VAL ETF 464287473 14216 116165 SH SOLE 0 0 116165 ISHARES TR IBOXX INV CP ETF 464287242 1258 9493 SH SOLE 0 0 9493 ISHARES TR HDG MSCI EAFE 46434V803 513 14520 SH SOLE 0 0 14520 ISHARES TR IBONDS DEC22 ETF 46434VBA7 426 16944 SH SOLE 0 0 16944 ISHARES TR PFD AND INCM SEC 464288687 2793 70847 SH SOLE 0 0 70847 ISHARES TR CORE US AGGBD ET 464287226 5698 49947 SH SOLE 0 0 49947 ISHARES TR RUSSELL 2000 ETF 464287655 1289 5795 SH SOLE 0 0 5795 ISHARES TR S&P MC 400VL ETF 464287705 1060 9579 SH SOLE 0 0 9579 ISHARES TR MSCI EAFE ETF 464287465 2632 33448 SH SOLE 0 0 33448 ISHARES TR S&P MC 400GR ETF 464287606 1259 14770 SH SOLE 0 0 14770 ISHARES TR MSCI USA ESG SLC 464288802 1382 13008 SH SOLE 0 0 13008 ISHARES TR MSCI ACWI EX US 464288240 339 6089 SH SOLE 0 0 6089 ISHARES TR S&P 500 GRWT ETF 464287309 12293 146918 SH SOLE 0 0 146918 ISHARES TR U.S. TECH ETF 464287721 599 5220 SH SOLE 0 0 5220 ISHARES TR RUS 2000 VAL ETF 464287630 95672 576161 SH SOLE 0 0 576161 ISHARES TR RUS 2000 GRW ETF 464287648 21115 72052 SH SOLE 0 0 72052 ISHARES TR FLTG RATE NT ETF 46429B655 521 10274 SH SOLE 0 0 10274 ISHARES TR GLOB INDSTRL ETF 464288729 506 4100 SH SOLE 0 0 4100 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 627 12385 SH SOLE 0 0 12385 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 906 17950 SH SOLE 0 0 17950 JOHNSON & JOHNSON COM 478160104 5901 34495 SH SOLE 0 0 34495 JOHNSON CTLS INTL PLC SHS G51502105 292 3590 SH SOLE 0 0 3590 JPMORGAN CHASE & CO COM 46625H100 5694 35957 SH SOLE 0 0 35957 KIMBERLY-CLARK CORP COM 494368103 362 2532 SH SOLE 0 0 2532 KRAFT HEINZ CO COM 500754106 226 6287 SH SOLE 0 0 6287 KRONOS WORLDWIDE INC COM 50105F105 158 10538 SH SOLE 0 0 10538 LAZYDAYS HLDGS INC COM 52110H100 232 10789 SH SOLE 0 0 10789 LILLY ELI & CO COM 532457108 732 2650 SH SOLE 0 0 2650 LINDE PLC SHS G5494J103 441 1273 SH SOLE 0 0 1273 LKQ CORP COM 501889208 475 7911 SH SOLE 0 0 7911 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 37 14695 SH SOLE 0 0 14695 LOCKHEED MARTIN CORP COM 539830109 2855 8033 SH SOLE 0 0 8033 LOVESAC COMPANY COM 54738L109 404 6090 SH SOLE 0 0 6090 LOWES COS INC COM 548661107 1655 6404 SH SOLE 0 0 6404 MARSH & MCLENNAN COS INC COM 571748102 206 1186 SH SOLE 0 0 1186 MASTERCARD INCORPORATED CL A 57636Q104 907 2523 SH SOLE 0 0 2523 MCDONALDS CORP COM 580135101 6381 23805 SH SOLE 0 0 23805 MCKESSON CORP COM 58155Q103 1118 4498 SH SOLE 0 0 4498 MDU RES GROUP INC COM 552690109 1003 32533 SH SOLE 0 0 32533 MEDTRONIC PLC SHS G5960L103 755 7296 SH SOLE 0 0 7296 MERCADOLIBRE INC COM 58733R102 260 193 SH SOLE 0 0 193 MERCK & CO INC COM 58933Y105 4537 59197 SH SOLE 0 0 59197 META PLATFORMS INC CL A 30303M102 2239 6656 SH SOLE 0 0 6656 MICROCHIP TECHNOLOGY INC. COM 595017104 928 10660 SH SOLE 0 0 10660 MICROSOFT CORP COM 594918104 16206 48188 SH SOLE 0 0 48188 MONDELEZ INTL INC CL A 609207105 685 10324 SH SOLE 0 0 10324 MORGAN STANLEY COM NEW 617446448 434 4419 SH SOLE 0 0 4419 MOSAIC CO NEW COM 61945C103 386 9833 SH SOLE 0 0 9833 NETFLIX INC COM 64110L106 1299 2156 SH SOLE 0 0 2156 NEXTERA ENERGY INC COM 65339F101 2417 25894 SH SOLE 0 0 25894 NIKE INC CL B 654106103 1968 11809 SH SOLE 0 0 11809 NORFOLK SOUTHN CORP COM 655844108 718 2412 SH SOLE 0 0 2412 NUCOR CORP COM 670346105 405 3550 SH SOLE 0 0 3550 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1852 44085 SH SOLE 0 0 44085 NUSHARES ETF TR NUVEEN ESG US 67092P870 2799 108993 SH SOLE 0 0 108993 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1502 21898 SH SOLE 0 0 21898 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 1476 45722 SH SOLE 0 0 45722 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 947 25625 SH SOLE 0 0 25625 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 3821 123295 SH SOLE 0 0 123295 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 4874 125387 SH SOLE 0 0 125387 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 284 5773 SH SOLE 0 0 5773 NVIDIA CORPORATION COM 67066G104 2979 10130 SH SOLE 0 0 10130 ORACLE CORP COM 68389X105 1398 16027 SH SOLE 0 0 16027 OTIS WORLDWIDE CORP COM 68902V107 258 2967 SH SOLE 0 0 2967 OWENS & MINOR INC NEW COM 690732102 359 8247 SH SOLE 0 0 8247 OWL ROCK CAPITAL CORPORATION COM 69121K104 1517 107128 SH SOLE 0 0 107128 PACKAGING CORP AMER COM 695156109 486 3567 SH SOLE 0 0 3567 PARKER-HANNIFIN CORP COM 701094104 649 2041 SH SOLE 0 0 2041 PAYCHEX INC COM 704326107 495 3628 SH SOLE 0 0 3628 PAYPAL HLDGS INC COM 70450Y103 1255 6653 SH SOLE 0 0 6653 PEMBINA PIPELINE CORP COM 706327103 212 6991 SH SOLE 0 0 6991 PEPSICO INC COM 713448108 7336 42230 SH SOLE 0 0 42230 PFIZER INC COM 717081103 5892 99781 SH SOLE 0 0 99781 PHILIP MORRIS INTL INC COM 718172109 986 10379 SH SOLE 0 0 10379 PHILLIPS 66 COM 718546104 267 3690 SH SOLE 0 0 3690 PIMCO ETF TR INTER MUN BD ACT 72201R866 1431 25462 SH SOLE 0 0 25462 PIMCO MUN INCOME FD II COM 72200W106 515 35250 SH SOLE 0 0 35250 PPG INDS INC COM 693506107 342 1986 SH SOLE 0 0 1986 PREMIER INC CL A 74051N102 1214 29477 SH SOLE 0 0 29477 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 2699 37320 SH SOLE 0 0 37320 PROCTER AND GAMBLE CO COM 742718109 8198 50117 SH SOLE 0 0 50117 PRUDENTIAL FINL INC COM 744320102 322 2976 SH SOLE 0 0 2976 PUBLIC STORAGE COM 74460D109 606 1618 SH SOLE 0 0 1618 QUALCOMM INC COM 747525103 2598 14207 SH SOLE 0 0 14207 QUEST DIAGNOSTICS INC COM 74834L100 408 2358 SH SOLE 0 0 2358 RA MED SYS INC COM 74933X203 28 18000 SH SOLE 0 0 18000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 765 8886 SH SOLE 0 0 8886 REALTY INCOME CORP COM 756109104 209 2923 SH SOLE 0 0 2923 REGENERON PHARMACEUTICALS COM 75886F107 232 367 SH SOLE 0 0 367 ROCKWELL AUTOMATION INC COM 773903109 1326 3801 SH SOLE 0 0 3801 RPM INTL INC COM 749685103 376 3727 SH SOLE 0 0 3727 S&P GLOBAL INC COM 78409V104 905 1918 SH SOLE 0 0 1918 SALESFORCE COM INC COM 79466L302 1221 4803 SH SOLE 0 0 4803 SCHWAB CHARLES CORP COM 808513105 292 3474 SH SOLE 0 0 3474 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2369 20810 SH SOLE 0 0 20810 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 199761 3706144 SH SOLE 0 0 3706144 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 626 6114 SH SOLE 0 0 6114 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 242 3015 SH SOLE 0 0 3015 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 44862 1154163 SH SOLE 0 0 1154163 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 241623 2989277 SH SOLE 0 0 2989277 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 564 4991 SH SOLE 0 0 4991 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 407213 5561497 SH SOLE 0 0 5561497 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 526189 3213369 SH SOLE 0 0 3213369 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2158 34319 SH SOLE 0 0 34319 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 323 4514 SH SOLE 0 0 4514 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 621 3040 SH SOLE 0 0 3040 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 218 1546 SH SOLE 0 0 1546 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1486 8549 SH SOLE 0 0 8549 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 881 11422 SH SOLE 0 0 11422 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 742 19011 SH SOLE 0 0 19011 SENSEONICS HLDGS INC COM 81727U105 57 21218 SH SOLE 0 0 21218 SERVICENOW INC COM 81762P102 668 1029 SH SOLE 0 0 1029 SHERWIN WILLIAMS CO COM 824348106 524 1487 SH SOLE 0 0 1487 SINTX TECHNOLOGIES INC COM NEW 829392307 8 13000 SH SOLE 0 0 13000 SNAP ON INC COM 833034101 287 1331 SH SOLE 0 0 1331 SOLENO THERAPEUTICS INC COM NEW 834203200 4 10700 SH SOLE 0 0 10700 SOUTHERN CO COM 842587107 822 11986 SH SOLE 0 0 11986 SPDR GOLD TR GOLD SHS 78463V107 498 2915 SH SOLE 0 0 2915 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 264 3990 SH SOLE 0 0 3990 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 16533 564085 SH SOLE 0 0 564085 SPDR S&P 500 ETF TR TR UNIT 78462F103 9630 20276 SH SOLE 0 0 20276 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3933 7597 SH SOLE 0 0 7597 SPDR SER TR S&P 400 MDCP GRW 78464A821 6704 82222 SH SOLE 0 0 82222 SPDR SER TR S&P 600 SMCP VAL 78464A300 5903 69672 SH SOLE 0 0 69672 SPDR SER TR S&P BK ETF 78464A797 270 4955 SH SOLE 0 0 4955 SPDR SER TR PRTFLO S&P500 VL 78464A508 1699 40447 SH SOLE 0 0 40447 SPDR SER TR S&P DIVID ETF 78464A763 1997 15463 SH SOLE 0 0 15463 SPDR SER TR S&P 600 SMCP GRW 78464A201 3889 41901 SH SOLE 0 0 41901 SPDR SER TR BLOOMBERG INVT 78468R200 142678 4664199 SH SOLE 0 0 4664199 SPDR SER TR S&P 400 MDCP VAL 78464A839 2678 37670 SH SOLE 0 0 37670 SPDR SER TR PORTFOLIO S&P400 78464A847 743 14937 SH SOLE 0 0 14937 SPDR SER TR NUVEEN BLMBRG SH 78468R739 219 4456 SH SOLE 0 0 4456 SPDR SER TR NUVEEN BLOOMBERG 78464A284 17486 291037 SH SOLE 0 0 291037 STANLEY BLACK & DECKER INC COM 854502101 236 1249 SH SOLE 0 0 1249 STARBUCKS CORP COM 855244109 2125 18164 SH SOLE 0 0 18164 STRYKER CORPORATION COM 863667101 451 1688 SH SOLE 0 0 1688 SUNDIAL GROWERS INC COM 86730L109 64 110418 SH SOLE 0 0 110418 SYSCO CORP COM 871829107 236 3004 SH SOLE 0 0 3004 T2 BIOSYSTEMS INC COM 89853L104 57 110273 SH SOLE 0 0 110273 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 525 4363 SH SOLE 0 0 4363 TARGET CORP COM 87612E106 3171 13701 SH SOLE 0 0 13701 TD SYNNEX CORPORATION COM 87162W100 228 1995 SH SOLE 0 0 1995 TESLA INC COM 88160R101 3726 3526 SH SOLE 0 0 3526 TEXAS INSTRS INC COM 882508104 5022 26646 SH SOLE 0 0 26646 THERMO FISHER SCIENTIFIC INC COM 883556102 13937 20887 SH SOLE 0 0 20887 TIMKEN CO COM 887389104 232 3354 SH SOLE 0 0 3354 TJX COS INC NEW COM 872540109 1363 17955 SH SOLE 0 0 17955 TRANE TECHNOLOGIES PLC SHS G8994E103 1042 5157 SH SOLE 0 0 5157 TRAVELERS COMPANIES INC COM 89417E109 237 1518 SH SOLE 0 0 1518 TRUIST FINL CORP COM 89832Q109 221 3774 SH SOLE 0 0 3774 TYSON FOODS INC CL A 902494103 474 5435 SH SOLE 0 0 5435 UGI CORP NEW COM 902681105 221 4815 SH SOLE 0 0 4815 UNION PAC CORP COM 907818108 2039 8095 SH SOLE 0 0 8095 UNITED PARCEL SERVICE INC CL B 911312106 1178 5497 SH SOLE 0 0 5497 UNITEDHEALTH GROUP INC COM 91324P102 2837 5650 SH SOLE 0 0 5650 US BANCORP DEL COM NEW 902973304 4032 71789 SH SOLE 0 0 71789 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 830 13296 SH SOLE 0 0 13296 VANGUARD INDEX FDS VALUE ETF 922908744 9460 64304 SH SOLE 0 0 64304 VANGUARD INDEX FDS SMALL CP ETF 922908751 358 1584 SH SOLE 0 0 1584 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1252 2867 SH SOLE 0 0 2867 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 650 5602 SH SOLE 0 0 5602 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 7782 51765 SH SOLE 0 0 51765 VANGUARD INDEX FDS SM CP VAL ETF 922908611 402 2245 SH SOLE 0 0 2245 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2348 8332 SH SOLE 0 0 8332 VANGUARD INDEX FDS GROWTH ETF 922908736 1738 5417 SH SOLE 0 0 5417 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2662 11027 SH SOLE 0 0 11027 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 580 5400 SH SOLE 0 0 5400 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13729 277580 SH SOLE 0 0 277580 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1913 37210 SH SOLE 0 0 37210 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 278 5055 SH SOLE 0 0 5055 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 13629 79356 SH SOLE 0 0 79356 VANGUARD STAR FDS VG TL INTL STK F 921909768 12819 201650 SH SOLE 0 0 201650 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 203 3966 SH SOLE 0 0 3966 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 595 5308 SH SOLE 0 0 5308 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1181 8715 SH SOLE 0 0 8715 VANGUARD WORLD FDS INF TECH ETF 92204A702 4811 10501 SH SOLE 0 0 10501 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1311 6558 SH SOLE 0 0 6558 VANGUARD WORLD FDS UTILITIES ETF 92204A876 838 5356 SH SOLE 0 0 5356 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3022 11343 SH SOLE 0 0 11343 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 908 4472 SH SOLE 0 0 4472 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1466 15177 SH SOLE 0 0 15177 VANGUARD WORLD FDS MATERIALS ETF 92204A801 396 2013 SH SOLE 0 0 2013 VERIZON COMMUNICATIONS INC COM 92343V104 3515 67644 SH SOLE 0 0 67644 VISA INC COM CL A 92826C839 1873 8641 SH SOLE 0 0 8641 WALGREENS BOOTS ALLIANCE INC COM 931427108 508 9743 SH SOLE 0 0 9743 WALMART INC COM 931142103 3527 24374 SH SOLE 0 0 24374 WASTE MGMT INC DEL COM 94106L109 816 4889 SH SOLE 0 0 4889 WEC ENERGY GROUP INC COM 92939U106 2122 21864 SH SOLE 0 0 21864 WELLS FARGO CO NEW COM 949746101 2243 46750 SH SOLE 0 0 46750 WILLIAMS COS INC COM 969457100 293 11269 SH SOLE 0 0 11269 WISDOMTREE TR US HIGH DIVIDEND 97717W208 4221 51135 SH SOLE 0 0 51135 WISDOMTREE TR US MIDCAP DIVID 97717W505 6987 157509 SH SOLE 0 0 157509 WORKIVA INC COM CL A 98139A105 215 1650 SH SOLE 0 0 1650 WP CAREY INC COM 92936U109 215 2625 SH SOLE 0 0 2625 ZOETIS INC CL A 98978V103 285 1168 SH SOLE 0 0 1168