0001005441-21-000004.txt : 20210506
0001005441-21-000004.hdr.sgml : 20210506
20210505174111
ACCESSION NUMBER: 0001005441-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210505
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avantax Planning Partners, Inc.
CENTRAL INDEX KEY: 0001005441
IRS NUMBER: 421447865
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17669
FILM NUMBER: 21894793
BUSINESS ADDRESS:
STREET 1: 3390 ASBURY ROAD
CITY: DUBUQUE
STATE: IA
ZIP: 52002
BUSINESS PHONE: 5635822855
MAIL ADDRESS:
STREET 1: 3390 ASBURY ROAD
CITY: DUBUQUE
STATE: IA
ZIP: 52002
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC.
DATE OF NAME CHANGE: 20170412
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV
DATE OF NAME CHANGE: 20130419
FORMER COMPANY:
FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV
DATE OF NAME CHANGE: 19990420
13F-HR
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0001005441
XXXXXXXX
03-31-2021
03-31-2021
Avantax Planning Partners, Inc.
3390 ASBURY ROAD
DUBUQUE
IA
52002
13F HOLDINGS REPORT
028-17669
N
Chris Kobes
Chief Compliance Officer
5635822855
Chris Kobes
Dubuque
IA
05-05-2021
0
314
1939623
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WEC ENERGY GROUP INC
COM
92939U106
561
5997
SH
SOLE
0
0
5997
VANGUARD INDEX FDS
VALUE ETF
922908744
8630
65645
SH
SOLE
0
0
65645
CELANESE CORP DEL
COM
150870103
547
3653
SH
SOLE
0
0
3653
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2447
10698
SH
SOLE
0
0
10698
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
372
2245
SH
SOLE
0
0
2245
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
484
5269
SH
SOLE
0
0
5269
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
317
1832
SH
SOLE
0
0
1832
BLACKROCK INC
COM
09247X101
2508
3327
SH
SOLE
0
0
3327
FASTENAL CO
COM
311900104
1046
20799
SH
SOLE
0
0
20799
VANGUARD INDEX FDS
GROWTH ETF
922908736
1412
5495
SH
SOLE
0
0
5495
GARMIN LTD
SHS
H2906T109
331
2509
SH
SOLE
0
0
2509
MOSAIC CO NEW
COM
61945C103
289
9158
SH
SOLE
0
0
9158
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
27
11551
SH
SOLE
0
0
11551
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1586
18765
SH
SOLE
0
0
18765
ALASKA AIR GROUP INC
COM
011659109
242
3501
SH
SOLE
0
0
3501
PARKER-HANNIFIN CORP
COM
701094104
602
1909
SH
SOLE
0
0
1909
CENTENE CORP DEL
COM
15135B101
239
3742
SH
SOLE
0
0
3742
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
773
5500
SH
SOLE
0
0
5500
CRANE CO
COM
224399105
414
4406
SH
SOLE
0
0
4406
CASEYS GEN STORES INC
COM
147528103
377
1744
SH
SOLE
0
0
1744
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
353
7960
SH
SOLE
0
0
7960
SPDR SER TR
S&P DIVID ETF
78464A763
1879
15920
SH
SOLE
0
0
15920
UNITED AIRLS HLDGS INC
COM
910047109
431
7489
SH
SOLE
0
0
7489
THERMO FISHER SCIENTIFIC INC
COM
883556102
9039
19805
SH
SOLE
0
0
19805
ISHARES TR
EAFE GRWTH ETF
464288885
940
9353
SH
SOLE
0
0
9353
SALESFORCE COM INC
COM
79466L302
1371
6469
SH
SOLE
0
0
6469
ENBRIDGE INC
COM
29250N105
339
9300
SH
SOLE
0
0
9300
VANGUARD WORLD FDS
INF TECH ETF
92204A702
4619
12886
SH
SOLE
0
0
12886
ISHARES SILVER TR
ISHARES
46428Q109
383
16867
SH
SOLE
0
0
16867
SPDR SER TR
S&P 400 MDCP VAL
78464A839
7940
121347
SH
SOLE
0
0
121347
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
603
3185
SH
SOLE
0
0
3185
MASTERCARD INCORPORATED
CL A
57636Q104
808
2268
SH
SOLE
0
0
2268
PEMBINA PIPELINE CORP
COM
706327103
202
6991
SH
SOLE
0
0
6991
HEARTLAND FINL USA INC
COM
42234Q102
8358
166303
SH
SOLE
0
0
166303
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
669
10770
SH
SOLE
0
0
10770
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
125
16262
SH
SOLE
0
0
16262
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
4985
65340
SH
SOLE
0
0
65340
WISDOMTREE TR
US MIDCAP DIVID
97717W505
6000
148449
SH
SOLE
0
0
148449
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
263
8435
SH
SOLE
0
0
8435
ISHARES TR
MSCI USA ESG SLC
464288802
1159
13200
SH
SOLE
0
0
13200
BLACKROCK MUNIYIELD INVT FD
COM
09254R104
249
17895
SH
SOLE
0
0
17895
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
277
20644
SH
SOLE
0
0
20644
HANESBRANDS INC
COM
410345102
258
13113
SH
SOLE
0
0
13113
CF INDS HLDGS INC
COM
125269100
386
8510
SH
SOLE
0
0
8510
LEIDOS HOLDINGS INC
COM
525327102
217
2253
SH
SOLE
0
0
2253
SPDR SER TR
S&P BK ETF
78464A797
257
4955
SH
SOLE
0
0
4955
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
3589
26611
SH
SOLE
0
0
26611
SPDR SER TR
S&P 400 MDCP GRW
78464A821
10775
143450
SH
SOLE
0
0
143450
DELTA AIR LINES INC DEL
COM NEW
247361702
689
14273
SH
SOLE
0
0
14273
SPDR SER TR
PORTFOLIO S&P400
78464A847
683
14923
SH
SOLE
0
0
14923
BLACKSTONE GROUP INC
COM
09260D107
289
3872
SH
SOLE
0
0
3872
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
5675
196305
SH
SOLE
0
0
196305
ISHARES TR
GLOB INDSTRL ETF
464288729
580
5000
SH
SOLE
0
0
5000
ISHARES TR
PFD AND INCM SEC
464288687
3103
80808
SH
SOLE
0
0
80808
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
534
5282
SH
SOLE
0
0
5282
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
213
4347
SH
SOLE
0
0
4347
ISHARES TR
NATIONAL MUN ETF
464288414
35065
302157
SH
SOLE
0
0
302157
VISA INC
COM CL A
92826C839
1792
8462
SH
SOLE
0
0
8462
PHILIP MORRIS INTL INC
COM
718172109
900
10146
SH
SOLE
0
0
10146
ISHARES TR
MSCI ACWI EX US
464288240
336
6089
SH
SOLE
0
0
6089
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
510
33968
SH
SOLE
0
0
33968
ASENSUS SURGICAL INC
COM
04367G103
616
189523
SH
SOLE
0
0
189523
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
525
5400
SH
SOLE
0
0
5400
ISHARES TR
SHRT NAT MUN ETF
464288158
2548
23632
SH
SOLE
0
0
23632
BROADCOM INC
COM
11135F101
1595
3441
SH
SOLE
0
0
3441
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
432
4472
SH
SOLE
0
0
4472
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
35603
946390
SH
SOLE
0
0
946390
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1631
16982
SH
SOLE
0
0
16982
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
499
5007
SH
SOLE
0
0
5007
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
411846
3173415
SH
SOLE
0
0
3173415
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
344486
5277060
SH
SOLE
0
0
5277060
TESLA INC
COM
88160R101
1234
1848
SH
SOLE
0
0
1848
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
486
1334
SH
SOLE
0
0
1334
HORIZON TECHNOLOGY FIN CORP
COM
44045A102
145
10100
SH
SOLE
0
0
10100
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
201
3610
SH
SOLE
0
0
3610
COHEN & STEERS SELECT PFD &
COM
19248Y107
260
9400
SH
SOLE
0
0
9400
VANGUARD STAR FDS
VG TL INTL STK F
921909768
308
4914
SH
SOLE
0
0
4914
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
15989
269491
SH
SOLE
0
0
269491
ISHARES TR
FLTG RATE NT ETF
46429B655
699
13759
SH
SOLE
0
0
13759
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
185479
3437987
SH
SOLE
0
0
3437987
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
199071
2729993
SH
SOLE
0
0
2729993
PHILLIPS 66
COM
718546104
508
6235
SH
SOLE
0
0
6235
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
1829
46401
SH
SOLE
0
0
46401
SPDR SER TR
BLOMBERG BRC INV
78468R200
136682
4460888
SH
SOLE
0
0
4460888
RETAIL PPTYS AMER INC
CL A
76131V202
118
11232
SH
SOLE
0
0
11232
FACEBOOK INC
CL A
30303M102
1985
6739
SH
SOLE
0
0
6739
SERVICENOW INC
COM
81762P102
269
538
SH
SOLE
0
0
538
ISHARES INC
CORE MSCI EMKT
46434G103
7721
119969
SH
SOLE
0
0
119969
ISHARES TR
CORE MSCI EAFE
46432F842
200
2780
SH
SOLE
0
0
2780
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
293
9200
SH
SOLE
0
0
9200
ABBVIE INC
COM
00287Y109
2875
26567
SH
SOLE
0
0
26567
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
460
16688
SH
SOLE
0
0
16688
ZOETIS INC
CL A
98978V103
203
1292
SH
SOLE
0
0
1292
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
215
3253
SH
SOLE
0
0
3253
ALPS ETF TR
INTL SEC DV DOG
00162Q718
8781
320406
SH
SOLE
0
0
320406
EASTMAN KODAK CO
COM NEW
277461406
93
11759
SH
SOLE
0
0
11759
SINTX TECHNOLOGIES INC
COM NEW
829392307
24
13000
SH
SOLE
0
0
13000
ISHARES TR
HDG MSCI EAFE
46434V803
479
14520
SH
SOLE
0
0
14520
ALPHABET INC
CAP STK CL C
02079K107
1094
529
SH
SOLE
0
0
529
HERITAGE INS HLDGS INC
COM
42727J102
972
87726
SH
SOLE
0
0
87726
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
2178
38601
SH
SOLE
0
0
38601
T2 BIOSYSTEMS INC
COM
89853L104
65
40273
SH
SOLE
0
0
40273
CONTRAFECT CORP
COM NEW
212326300
72
15000
SH
SOLE
0
0
15000
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
205
906
SH
SOLE
0
0
906
CAESARS ENTERTAINMENT INC NE
COM
12769G100
1468
16785
SH
SOLE
0
0
16785
SOLENO THERAPEUTICS INC
COM NEW
834203200
13
10700
SH
SOLE
0
0
10700
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
495
19928
SH
SOLE
0
0
19928
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
457
17479
SH
SOLE
0
0
17479
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
472
17604
SH
SOLE
0
0
17604
ETF SER SOLUTIONS
US GLB JETS
26922A842
332
12340
SH
SOLE
0
0
12340
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
469
18417
SH
SOLE
0
0
18417
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
469
17773
SH
SOLE
0
0
17773
KRAFT HEINZ CO
COM
500754106
234
5860
SH
SOLE
0
0
5860
PAYPAL HLDGS INC
COM
70450Y103
1437
5919
SH
SOLE
0
0
5919
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
350
6401
SH
SOLE
0
0
6401
ISHARES TR
IBONDS DEC2022
46435G755
1622
61600
SH
SOLE
0
0
61600
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
168
10688
SH
SOLE
0
0
10688
ISHARES TR
IBONDS DEC2021
46435G789
1562
60753
SH
SOLE
0
0
60753
SPDR SER TR
PRTFLO S&P500 HI
78468R788
219
5701
SH
SOLE
0
0
5701
ISHARES TR
U.S. FIXED INCME
46435U796
712
7128
SH
SOLE
0
0
7128
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
154
16385
SH
SOLE
0
0
16385
NUSHARES ETF TR
NUVEEN ESG MIDVL
67092P508
801
23263
SH
SOLE
0
0
23263
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
1675
38928
SH
SOLE
0
0
38928
ISHARES TR
IBONDS DEC2023
46435G318
1625
62107
SH
SOLE
0
0
62107
J P MORGAN EXCHANGE-TRADED F
INTL BD OPP ETF
46641Q852
512
9973
SH
SOLE
0
0
9973
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
842
16587
SH
SOLE
0
0
16587
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
936
16147
SH
SOLE
0
0
16147
NUSHARES ETF TR
NUVEEN ESG INTL
67092P805
3184
105269
SH
SOLE
0
0
105269
NUSHARES ETF TR
NUVEEN ESG US
67092P870
1947
75389
SH
SOLE
0
0
75389
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
4339
119870
SH
SOLE
0
0
119870
NUSHARES ETF TR
NUVEEN ESG EMRGN
67092P888
1422
40497
SH
SOLE
0
0
40497
INSPIRE MED SYS INC
COM
457730109
650
3138
SH
SOLE
0
0
3138
DOW INC
COM
260557103
348
5448
SH
SOLE
0
0
5448
CAMBIUM NETWORKS CORP
SHS
G17766109
388
8296
SH
SOLE
0
0
8296
SUNDIAL GROWERS INC
COM
86730L109
68
60418
SH
SOLE
0
0
60418
CARRIER GLOBAL CORPORATION
COM
14448C104
240
5696
SH
SOLE
0
0
5696
OTIS WORLDWIDE CORP
COM
68902V107
205
2990
SH
SOLE
0
0
2990
LEMONADE INC
COM
52567D107
348
3740
SH
SOLE
0
0
3740