Delaware
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000-27782
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11-3297463
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(IRS Employer Identification No.)
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300 Cadman Plaza West, 8th Floor
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Brooklyn, New York
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11201
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(Address of principal executive offices)
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(Zip Code)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 Par Value
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DCOM
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The Nasdaq Global Select Market
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Preferred Stock, $0.01 Par Value | DCOMP | The Nasdaq Global Select Market |
Item 3.03
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Material Modification to Rights of Security Holders
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Item 5.03
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Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
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Item 8.01
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Other Events
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Item 9.01
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Financial Statements and Exhibits
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(d)
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Exhibits.
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Certificate of Designations, Preferences and Rights of 5.50% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A (incorporated by reference to Exhibit 3.2 to the Registrant’s Form 8-A Registration of
Certain Classes of Securities pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934, filed with the Commission on February 5, 2020 (File No. 333-220175))
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Specimen Certificate for 5.50% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A (incorporated by reference to Exhibit 3.4 to the Registrant’s Form 8-A Registration of Certain Classes of Securities
pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934, filed with the Commission on February 5, 2020 (File No. 333-220175))
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Opinion of Luse Gorman, PC
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Consent of Luse Gorman, PC (included in Exhibit 5.1)
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Press release of the Registrant, dated February 5, 2020, announcing the closing of the public offering of the Registrant’s Preferred Stock
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Dime Community Bancshares, Inc.
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(Registrant)
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/s/Avinash Reddy
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Avinash Reddy
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Executive Vice President & Chief Financial Officer
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(Principal Financial Officer)
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Dated: February 5, 2020
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Very truly yours,
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/s/LUSE GORMAN, PC
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LUSE GORMAN, PC
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