0001437749-13-004346.txt : 20130412 0001437749-13-004346.hdr.sgml : 20130412 20130412111044 ACCESSION NUMBER: 0001437749-13-004346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130410 FILED AS OF DATE: 20130412 DATE AS OF CHANGE: 20130412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALPRIN STEPHEN E CENTRAL INDEX KEY: 0001192502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27446 FILM NUMBER: 13757896 MAIL ADDRESS: STREET 1: C/O LANDEC CORP STREET 2: 3603 HAVEN AVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANDEC CORP \CA\ CENTRAL INDEX KEY: 0001005286 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 943025618 STATE OF INCORPORATION: CA FISCAL YEAR END: 0529 BUSINESS ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503061650 MAIL ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rdgdoc.xml FORM 4 X0306 4 2013-04-10 0001005286 LANDEC CORP \CA\ LNDC 0001192502 HALPRIN STEPHEN E C/O LANDEC CORPORATION 3603 HAVEN AVENUE MENLO PARK CA 94025 1 Common Stock 2013-04-10 4 M 0 10000 4.67 A 77519 I Held in Trust Common Stock 2013-04-10 4 M 0 5000 8.86 A 82519 I Held in Trust Common Stock 2013-04-10 4 M 0 6499 14 D 76020 I Held in Trust NonQualified Stock Option (Right to Buy) 4.67 2013-04-10 4 X 0 10000 4.67 A 2003-10-16 2013-10-16 Common Stock 10000 0 D NonQualified Stock Option (Right to Buy) 8.86 2013-04-10 4 X 0 5000 8.86 A 2006-06-15 2013-06-15 Common Stock 5000 0 D Mr Halprin surrendered to the Issuer the right to receive an aggregate of 6,499 shares of Common Stock. Mr Halprin did not sell any shares of Common Stock in connection with the foregoing exercise. /s/ Shelley A. Hilt as Attorney-in-Fact 2013-04-12