-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FeeCqukzzICso+clAgY0I8GttEBds2tjqDnNXLHDf0flMeqJ7m54F74WETrc0I3w 24NCYtV92UeiDOEVwb81aw== 0000912057-01-516996.txt : 20010522 0000912057-01-516996.hdr.sgml : 20010522 ACCESSION NUMBER: 0000912057-01-516996 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010511 FILED AS OF DATE: 20010521 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANDEC CORP \CA\ CENTRAL INDEX KEY: 0001005286 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 943025618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-27446 FILM NUMBER: 1644599 BUSINESS ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152613697 MAIL ADDRESS: STREET 1: 3603 HAVEN AVE CITY: MINLO PARK STATE: CA ZIP: 94025 COMPANY DATA: COMPANY CONFORMED NAME: JONES KENNETH E CENTRAL INDEX KEY: 0001068799 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 555 PILGRIM DRIVE STREET 2: SUITE F CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503722650 MAIL ADDRESS: STREET 1: 550 PILGRIM DRIVE STREET 2: SUITE F CITY: FOSTER CITY STATE: CA ZIP: 94404 3 1 a2050199z3.htm FORM 3 Prepared by MERRILL CORPORATION

    FORM 3




(Print or Type Responses)
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF
BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
 
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1.   Name and Address of Reporting Person*   2.   Date of Event Requiring Statement
(Month/Day/Year)
  4.   Issuer Name and Ticker or Trading Symbol
    Jones,   Kenneth   E       05/11/01       Landec Corporation (LNDC)

 
 
    (Last)   (First)   (Middle)   3.   IRS Identification Number of Reporting Person, if an entity (voluntary)   5.   Relationship of Reporting Person(s) to Issuer (Check all applicable)   6.   If Amendment, Date of Original
(Month/Day/Year)
    c/o Globe Wireless
550 Pilgrim Drive, Suite F
           X    Director       10% Owner        

(Street)
 
       Officer
    (give title below)
       Other
    (specify below)
 
    Foster City, CA 94404                       7.   Individual or Joint/Group Filing

         
      (Check Applicable Line)
    (City)   (State)   (Zip)                            X  Form filed by One Reporting Person
     Form filed by More than One Reporting Person

Table I — Non-Derivative Securities Beneficially Owned


1.   Title of Security
(Instr. 4)
  2.   Amount of Securities
Beneficially Owned
(Instr. 4)
  3.   Ownership Form:
Direct (D) or Indirect (I)
(Instr. 5)
  4.   Nature of Indirect
Beneficial Ownership
(Instr. 5)

    Common Stock(1)       206,000       I       by Corporation

    Common Stock(2)       526,492       I       by Trust

                             

                             

                             

                             

                             

                             

                             

                             

                             

                             

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.   (Over)
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).   SEC 1473 (7-97)

POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.


FORM 3 (Continued)   Table II — Derivative Securities Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

1.   Title of Derivative Security
(Instr. 4)
  2.   Date Exercisable and Expiration Date
(Month/Day/Year)
  3.   Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
  4.   Conversion or Exercise Price of Derivative Security   5.   Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
  6.   Nature of Indirect Beneficial Ownership
(Instr. 5)
                                 
       
                       
            Date
Exercisable
  Expiration
Date
      Title   Amount or Number of Shares                        

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

                                                     

Explanation of Responses:

See continuation page(s) for footnotes        
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).   /s/ KENNETH E. JONES  
**Signature of Reporting Person
  5/21/2001
Date
         
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.        
         
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMD Number        
         
(1) The amounts shown represent the beneficial ownership of the Issuer's securities by Western General Corporation, a portion of which may be deemed attributable to the reporting person because the reporting person is president and director of Western General Corporation. The reporting person disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest.        
         
(2) The amounts shown represent the beneficial ownership of the Issuer's securities by Seahawk Investment Trust, a portion of which may be deemed attributable to the reporting person because the reporting person is a trustee of Seahawk Investment Trust. The reporting person disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest.        
        Page 2
SEC 1473 (7-97)


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